Notes from Howard Rachlin’s “Science of Self-Control” (2000)

Notes from Introduction

Humans have the ability to perceive a pattern of facts as a single, abstract entity. Self-control, therefore, simply involves allocating a pattern of behavior to the delivery of a later, larger reinforcer, as opposed to a sooner, smaller reinforcer. (p. 3)

The pattern of saving nuts emerges in the behavior of the squirrel from every instinctual instance where it has to hide nuts. In the same vein, the pattern of alcoholism emerges in the choice to drink at every instance the opportunity is presented. Just like the squirrel who doesn’t choose to be a saver; the alcoholic does not choose to be one (p. 4).

Notes from Chapter 1: Habit and Willpower

Teleological behaviorism (Rachlin’s paradigm) does not distinguish inner life from life. Rather, all of life is acted out as overt behavior. (p. 19). That said, I cannot agree that there is no difference between private and public events. The skin does make a difference!

Mental life is simply patterns of behavior extending into the past and the future (p. 19). Mental events are perceptible patterns of overt behavior just like a movement within a symphony or ballet (p. 19). Within some time range, interobserver agreement can be obtained for the history of an observable behavior. Future behavioral patterns may be predicted, but not perceived by external observers until it happens. If mental life comprises of private events extending into the past and the future, then it has a dimension not present in observable behavior – time in mental life is at least bidirectional. This sounds like LaMettrie’s materialist monism. 

Notes from Chapter 2: Simple Ambivalence

None publicly posted.

Notes from Chapter 3: Complex Ambivalence

Simple ambivalence involves a choice between two clearly defined alternatives, while complex ambivalence involves a choice between one clearly defined alternative (usually the temptation, e.g., drinking or using drugs now) and a vaguely defined, abstract state (e.g., the state of wellbeing or sobriety) (p. 58)

In teleological behaviorism, the best predictor of future patterns of behavior is not through introspection, but in the observation of patterns of past behavior. (p. 66). Friends, relatives and other people in one’s social circle are the best mirrors for identifying patterns of past behavior. As a consequence, they are able to understand the behavioral context of an individual engaged in a particular activity. (p. 66). This is similar to my concept of Adullam Ring or cognitive science’s conception of cognition as embodied in the environment, social environment in this case. Outsight is better than Insight because extended patterns of behavior over time are no longer discrete and well-defined for the individual.

People prefer to be rewarded, rather than merely escape punishment. As a result, people are motivated to exchange negative reinforcement (e.g., continual drinking by the alcoholic) for positive reinforcement (e.g., engaged in non-drinking activities). This explains why alcoholics might want to quit after entering the alcoholism stable state. In this state, alcoholism becomes the abstract, temporally extended state, while “not drinking” becomes the discrete, well-defined event where positive reinforcement can occur. However, with time, the individual gets to the sobriety stable state where every instance of “not drinking” becomes negatively reinforcing, i.e., merely avoiding pain. As a result, the individual engages in the well-defined event of “drinking” where positive reinforcement can occur. Then the journey down the primrose path starts again. (p. 78-79)

Negative reinforcement: Removal of aversive stimulus to increase the emission of behavior. E.g., drug addict who takes drugs to drown out pain or loneliness.

Positive reinforcement: Presentation of stimulus (reinforcers) to increase the emission of behavior. E.g., engaged in social activities

Notes from Chapter 4: The Lonely Addict

Expected Utility Theory assumes that the consumer’s time horizon is infinite and the consequences of all choices in the present and future are considered before a choice is made. However, based on psychological realism, reinforcers and punishers are both discounted by time/delay (p. 82-83).

Consumption of addictive goods can have harmful effects on future consumption. In addition, consumption of addictive goods reduces the net utility of a fixed amount of that good. This necessitates the consumption of an increased amount of the good to attain the same level of utility (p. 85).

Tolerance is the negative effect of a person’s stock of an addictive substance on utility. Stock = body and environment’s memories of consumption. Stock increases with consumption and decreases with time. If addictive and nonaddictive activities are seen as alternatives, increase in one activity will increase its stock and decrease the stock of the other activity (p. 85-87).

Negative effect of present consumption on future local utility is price habituation (p. 87).

Consumption of some activities, e.g., learning skills or social skills, increases future local utility (p. 87).

Positive effect of present consumption on future local utility is price sensitization (p. 88).

It appears that social interaction is price sensitized, i.e., the more it is performed, the cheaper it gets; the less it is performed, the more expensive it gets. (p. 100). Addictive behavior, e.g., smoking or alcohol consumption, is price habituated, i.e., the more it is performed, the more expensive it gets (you need more quantities to attain the same level of utility/satisfaction) (p. 101). Sometimes, an addictive activity becomes instrumental for obtaining social support, i.e., the individual drinks in order to reduce the cost of social support (p. 102).

Notes from Chapter 5: Soft Commitment

The initiation of a gestalt of behavior whose interruption is costly is also a commitment to its completion. This is called soft commitment because there is a way out. (p. 109). Credit card companies understand this with attaching penalties to when payments are defaulted.

Initial components of a gestalt of behavior patterns are not sunk costs, but rather, investment in the individual’s stock (Stock = body and environment’s memories of consumption [p. 85]). In other words, components of a gestalt of behavior are economic complements (p. 116). This is a good conceptualization introduced by Rachlin. Rather than limiting complements to different reinforcers that must be consumed together to obtain utility from them, Rachlin treats each allocation of behavior to the same reinforcers across time as complements.

In teleological behaviorism, there is no delineation between cognition and motivation. True knowledge is more than the repetition/verbalization of rules (as evidenced in the two experiments). To know a rule is to act in a way that is consistent with it (p. 125).

By committing to a behavioral pattern leading to a larger, later reward (LLR), the individual is reducing future options and potential variability of future behavior (p. 125). The pattern of behaviors that constitute self-monitoring introduces a wider temporal context. This overwhelms the discrete, narrow time associated with smaller, sooner reward (SSRs).

Experimental example with smokers asked to limit the variability in the number of cigarettes they smoked. By trying to reduce variability, the smokers reduced the amount of cigarettes they smoked. This is due to restructuring, where attention shifted from the few minutes smoking takes, to the larger behavioral context of self-monitoring for a week (p. 126-127).

Notes from Chapter 6: Rules and Probability

Desires are situational, i.e., cravings are not in the individual, but dependent on where the individual is. Discriminative stimulus is a situation or stimulus that signals the operation of a certain contingency of reinforcement (p. 130).

Just as organisms tend to prefer SSRs to LLRs, they also prefer small certain reinforcers to larger probabilistic ones. (p. 153). This is the essence of Prospect Theory’s subjective evaluation of value depending on their probabilities.

Notes from Chapter 7: Self-control and Social Cooperation

Social cooperation is to social defection what individual self-control is to individual impulsiveness (p. 168).

Cooperation is not dependent on either absolute probability or subjective probability. Rather, it is dependent on relative/conditional probability, i.e., what is the probability of others (or future “me”) cooperating, given that I cooperate. (p. 178 – 179).

For an individual struggling with addictive activities, a lifetime of relapse has reduced the probability of his current self cooperating with his future self. As a result, the future self defects too and will not be able to cooperate with the current self (p. 179).

A single person in successive moments in time, ranging from past to present, is like a person in a group of other people (Fig 7.7). The different persons have the same skin, thus, they have a common interest. Good habits and LLRs benefit the individual over time, even though there might be some sacrifice in the present (t = 0) (p. 187). Rachlin introduces this prisoner dilemma game ongoing between the person in the present time and the future time. Goal of self-control is to encourage cooperation between self in the present and self in the future.

In Richard Price’s novel, Clockers (1992), ghetto environments have short-term social interactions dominating long term ones. SSRs overwhelm LLRs and everyone’s self-concept is narrow in time; controlled by the clock, rather than the calendar.

Notes from Hall and Nordby’s ‘A Primer on Jungian Psychology’

Hall, C. S., & Nordby, V. J. (1973). A primer of Jungian psychology. Penguin.

Chapter 1 – Carl Gustav Jung (1875 – 1961)

  • Jung uses his autobiography ‘Memories, Dreams, Reflections’ (MDR) to analyze and describe his life through the subjective world of dreams, visions and spiritual experiences
  • Schopenhauer influenced Jung with his philosophy of suffering, confusion, passion and evil
  • Jung developed the word-association tests, where patients were asked to give a verbal response to a word prompt. If they hesitated or expressed an emotion before answer, it indicated the presence of a complex
  • Jung went to Tunis, the Sahara Desert, and New Mexico to also study the behaviors of the native people – especially the level of the mind called the ‘collective unconscious’ (reminiscent of Paul’s visit to Arabia after his conversion?)
  • Jung spent more time learning new things, rather than systematizing his concepts

Chapter 2 – The Structure of the Personality

  • Understanding personality entails 3 levels of enquiry:
    • Structural: What are the components of the personality?
    • Dynamic: How are the components of personality activated?
    • Developmental: How does personality develop and change over time?

The Psyche

  • This embodies feelings, thoughts, behavior and adaptation to the physical and social environment
  • The psyche of an individual is a whole, not an assemblage of parts built from experience
  • Man does not strive for wholeness. He already has it and must develop to his psyche to attain and maintain this wholeness.
  • When the psyche lacks wholeness, it leads to a deformed personality. Hence, the goal of psychoanalysis is psychosynthesis
  • Three levels of the psyche are
    • Conscious
    • Personal unconscious
    • Collective unconscious

Consciousness

  • This is the part of the psyche know directly by the individual
  • Conscious awareness has 4 mental functions
    • Thinking
    • Feeling
    • Sensing
    • Intuiting
  • The most dominant mental function determines how character vary from person to person
  • Two attitudes determine the orientation of the conscious mind
    • Extraversion which orients towards the objective world
    • Introversion which orients towards the subjective world
  • A person’s consciousness becomes separated from other people through individuation. This is vital for psychological development
  • The goal of individuation is complete self-consciousness
  • Ego
  • Ego refers to the organization of the conscious mind. It is comprised of conscious perceptions, memories, thoughts and feelings (collectively called psychic material)
  • Unless the ego acknowledges a psychic material, the individual is not aware of it
  • By selecting and eliminating psychic materials, ego provides a sense of identity and continuity that can be called the individual personality
  • Selection or elimination of psychic material depends on:
    • The dominant mental function (thinking, feeling, sensing, intuiting)
    • Degree of anxiety that the psychic material elicits. If high, it is eliminated
    • The level of individuation (separation from the other; self-consciousness) that the individual has already attained
    • Intensity of an experience. Strong experiences can force their way into acceptance by the ego

The personal unconscious

  • Experiences and psychic material not selected by the ego are stored in the personal unconscious
  • The personal unconscious contains psychic materials not selected by the ego, as well as psychic activities that were once conscious but have been either repressed because of the pain they cause, or ignored by the conscious because of their irrelevance
  • Material in the personal unconscious can be recalled as the need arises, as well as during dreams
  • Complexes
    • Groups of psychic material in the personal unconscious may clump together to form a complex
    • Jung elicited complexes through the word-association tests
    • He found that psychic material in the personal unconscious act like separate autonomous personalities within an individual’s personality. They can also control an individual by driving behavior towards another direction that might be separate from the ego
    • An aim of psychoanalysis is to dissolve complexes so that the person may be individuated fully
    • Complexes are not always bad. They can be drawn upon for drive and motivation as the need arises
    • Strong complexes can motivate an individual towards high quality behaviors, while a weak complex has the opposite effect

The collective unconscious

  • The content of the individual’s mind is linked not only to his personal history, but to also his evolutionary history
  • The collective unconscious possesses psychic material not acquired through personal history
  • The psychic material of the collective unconscious is comprised of primordial images inherited from man’s ancestral history
  • These psychic materials predispose the individual to act and respond to the world in a manner similar to how his ancestors might have done
  • The more experiences a person has, the more chances he has to dislodge contents in the collective unconscious which can play a role in facilitating individuation. One way to get these experiences is through an environment with opportunities for learning.
  • Archetypes
    • These are the contents of the collective unconscious
    • The contents of an archetype are only known when they are brought to the conscious
    • Although separate in the collective unconscious, the archetypes can form combinations
    • Archetypes are universal. Everyone inherits the same types of archetypes
    • Archetypes can only be brought into conscious behavior only after combining with complexes containing the relevant psychic materials and experiences
    • 4 Archetypes relevant to everyone’s personality include:
      • The persona
        • This helps the individual portray a character that is not necessarily his own
        • This is a person’s public appearance that enables social acceptance
        • It is also called the conformity archetype
        • People often lead dual lives – one dominated by the persona, and the other dominated by activities that satisfy the psychic needs
        • When a person becomes too involved with the persona, the ego begins to identify solely with it at the expense of other aspects of the personality. This results in inflation, whereby the persona is overdeveloped and other aspects of the personality is underdeveloped
        • Parents often try to project their personas onto their children. Society and groups do the same through customs and laws
        • A person with inflation might also feel inferiority when he’s unable to meet up with the standards of the persona
      • The Anima & the Animus
        • This is the feminine side of the masculine, and the masculine side of the feminine
        • A man who only exhibits masculine traits will have feminine traits that remain underdeveloped. Consequently, the unconscious become weakened.
        • This is typified in the externally macho man who is weak and submissive on the inside
        • A man’s first projection of the anima is his mother; a woman’s first projection of the animus is her father
        • In Western culture, the anima and animus are often deflated because society frowns upon expressions of femininity in men and masculinity in women. A consequence of this is overcompensation whereby the man becomes more feminine than masculine – even to the extent of gender reassignment surgery
      • The shadow
        • This deals with man’s most basic animal instincts
        • To be a part of a community, it is necessary for a man to tame his shadow by suppressing its contents. The effect of this is a civilized man with no Nietzschean ‘Will to Power’
        • Even when tamed, the shadow may express itself in the consciousness when a person is faced with the appropriate environmental situation, such as a crisis or difficult life event. When the ego is stunned into inaction, the shadow can step into the situation and deal with it adequately if it has been allowed to be individuated. If not, the shadow has no response and the individual is overwhelmed and helpless in the situation
      • The self
        • The self is the organizing principle of the personality
        • It harmonizes the archetypes, their manifestations in the complexes and the consciousness
        • When the self archetype is developed, the person feels in harmony. If not, the person feels out-of-sorts
        • The self archetype is not evident until self-consciousness and full individuation has occurred
        • Knowledge of the self archetype is possible through dream analyses, as well as ritualistic practices of certain religions
        • By making contents of his unconscious conscious, man is able to live in harmony with his nature
        • A person unaware of his unconscious self projects the repressed elements of his unconscious unto others
        • The self archetype is inward facing in contrast to the ego which is outward facing

Interactions among the structures of the personality

  • If extraversion is the dominant attitude of the conscious mind, the unconscious mind compensates by developing the repressed introversion. The unconscious always compensates for weaknesses in the personality
  • There is always conflict between the parts of the personality. When conflict leads to shattering of the personality, neuroses develop. If the conflicts are tolerated, they provide the energy, drive and motivation for achievement

Chapter 3 – Dynamics of Personality

The Psyche: A relatively closed system

  • What happens with the energy added to the psyche from external sources is determined by the kind of energy already within the psyche
  • Energy from external sources is derived from the senses
  • The slightest addition of energy to an unstable psyche can lead to large effects on behavior, e.g., an innocent comment leading to a transfer of aggression
  • At certain points in time, new experiences may overcrowd the psyche leading to a disruption in balance. At points like this, meditation and withdrawal might be needed to help the individual rebalance. Conversely, a person’s life might be too boring such that novelty and new experiences will reactive the psyche into a state of vigor
  • A completely open psyche is chaotic; a completely closed psyche is stagnant; a healthy psyche is somewhere in the middle

Psychic energy

  • Psychic energy (also called libido) is the energy by which the work of the personality is done. It is manifested through appetite, striving, desiring and willing.
  • Psychic energy expresses itself as either actual or potential drive to perform psychological work
  • Experiences are consumed by the psyche and converted into psychic energy
  • The psyche is always active – even in sleep
  • Psychic energy can be converted to physical energy and vice versa, but they are not the same.

Psychic values

  • A value is the psychic energy committed to a psychic element. When high, the psychic element exerts a high force on one’s behavior
  • Although the absolute value of an element cannot be determined, its value relative others can be determined by simply observe how much time, energy and choice is devoted to various activities
  • A conscious value that disappears without expression in overt behavior is kept in the unconscious
  • Power of complexes to attract values discarded from the conscious can be accessed indirectly through the following methods:
    • Direct observation and deduction from circumstantial evidence and dreams
    • Complex indicators such as exaggerated emotional reactions
    • Emotional reactions
    • Intuition whereby people perceive the slightest emotional disturbance in others

The Principle of Equivalence

  • Psychodynamics deals with the transfer and distribution of psychic energy throughout the psychic structures
  • The principle of equivalence states that energy is never lost in the psyche, but transferred from one position to the other
  • When sums of psychic energy seem to have disappeared, it implies that they have been transferred from the conscious to the unconscious
  • When a personality system has finite amount of energy at one point in time, there is competition between the psychic structures for this energy
  • During the transfer of energy from one structure to the other, some of characteristics of the previous structure are also transferred to the next. For instance, psychic energy drawn from the ego to the persona leaves the individual striving less to be himself and more to meet expectations of others

The Principle of Entropy

  • This states that if two values are of unequal strength, psychic energy will pass from the stronger value to the weaker one until balance is reached. This balance, though, is never reached in practice, otherwise, energy flow will stop indefinitely
  • Intrapsychic conflict shares a lot in common with interpersonal conflict because, most times, the latter is a projection of the conflicts going on within our personality
  • When people close their minds to new experiences, they are able to approach a state of balance
  • New experiences are often not as upsetting for older people as they are for younger people. This is because new experiences hold less psychic energy for older people in comparison to younger people
  • When  a psychic structure becomes highly developed within the personality, it outcompetes other structures in getting access to psychic energy within and entering the psyche. A strong complex will attract more experiences to it

Progression and regression

  • Progression refers to the daily experiences of the individual that advances his psychological adaptation
  • For proper psychological development, progression must not be one-sided, but must flow towards a psychic function and its opposite
  • Regression refers to the loss of psychic energy on account of collision and interactions between the psychic structures
  • Progression adds energy, while regression subtracts energy
  • Man can adapt to the world only when he’s in harmony with himself; man can only be in harmony with himself when he’s adapted to the world. In Western civilization, emphasis is placed on adaptation to the world at the expense of inner harmony
  • Periods of withdrawal from the world during retreats and sleep are essential for renewing one’s energies from the reservoirs of the unconscious. Modern man does not do enough of this
  • Progression shouldn’t be confused with development. The former deals with energy flow into the psyche, while the latter deals with individuation/ self-consciousness

Canalization of Energy

  • Psychical energy can be channeled, converted and transformed
  • The instincts (shadow? id? reptilian brain? motivating operations? appetites?) is the source of natural energy. It needs to be diverted to other channels for work to be done
  • Natural man, unlike civilized man, is guided solely by his instincts. Hence, he has no culture, symbolic forms, social organizations and so on.
  • Work, according to Jung, is the conversion of instinctual energy to cultural and symbolic channels. Imitation and analogy-making is the process by which instinctual energy is diverted to cultural and symbolic channels
  • Rituals and ceremonies are a means through which a person can be psychologically prepared for a task at hand
  • Civilized/Modern man depends more on his will than on ceremonies and rituals. However, these “acts of will” form analogies/conversions of the original instincts
  • Libido (instinctual energy) can be converted via an ‘act of will’ only when there is a strong symbol to divert the energy to it
  • Excess libidinal energy helped man transform from being solely instinctual to subduing nature through science, technology and art

Chapter 4 – The development of personality

Problems of the first half of life are those of instinctual adaptations (channeling of libido); problems of second half of life are those of adaptation to being

Individuation

  • The individual begins life in a state of undifferentiated wholeness. Development goes in the direction of self-consciousness
  • Development occurs not only when the person is differentiated from the other, but also when the intrapsychic systems are differentiated from each other. For instance, the underdeveloped ego can only express itself in a limited amount of overt behaviors. The developed ego has more responses in its repertoire
  • The better the symbols a man seeks, the closer he is towards attaining individuation
  • Although individuation is an autonomous process, the personality needs proper experiences and education for healthy individuation to occur. All aspects of the personality must be given the appropriate experience for a well-rounded development
  • Individuation can only occur when the person is conscious. The goal of education is to make the unconscious conscious

Transcendence and Integration

  • The transcendence function unites all opposing ends in the personality towards attaining the goal of wholeness. The unity of self occurs during transcendence
  • Transcendence is a synthesis of opposing ends in the personality such the whole is greater than the sum of the parts
  • Factors responsible for hindering personality development include:
    • The role of the parents
      • In the first years of life, the child’s psyche is a reflection of that of the parents. Psychic disturbances in the parents are likely to be reflected in the child
      • At school, the child’s identification with the parents weaken. Some parents respond by being overprotective and preventing the child from experiencing a wide range of experiences. Others also try to overcompensate their weaknesses by encouraging the child to overdevelop areas in his personality that are really the parents’ weakness
      • A boy child’s relationship with the mother determines how the anima is developed; relationship with the father determines how the shadow is developed. The reverse holds true for girls
    • Education
      • Skilled teachers make the unconscious conscious and also provides a wealth of experiences that attracts energy away from the instincts
    • Other influences from the larger society such as culture and religion

Regression

  • Progression implies that the conscious ego is harmonizing the environment with the needs of the psyche
  • Regression refers to the flow of psychic energy from the environment to the unconscious
  • Regression into the unconscious, during retreats, meditations and sleep, can provide information on impediments to development, as well as how to overcome them. People in modern times do not pay attention to these – particularly dreams. Instead, they resort to drinking, sensuality, etc., which is not as informative

Stages of Life

  • Childhood
    • Birth to sexual maturity
    • No problems because of the absence of a conscious ego
    • Psychic life is governed by the instincts until the ego starts to form
  • Youth and young adulthood
    • Puberty
    • Psyche is burdened by problems and adaptations to social life
    • Problems of youth arise from clinging to a childhood level of consciousness
    • Goal of this stage is external values to make one’s place in the world
  • Middle age
    • 35 – 40
    • Person is adapted to external values
    • Goal of this stage is to form a new set of values. These values are spiritual
  • Old age
    • Similar to childhood; absence of a conscious ego to an extent. Sinking into the unconscious

Chapter 5 – Psychological Types

The Attitudes

  • In extraversion, libido is channeled towards the objective, external world; in introversion, libido flows towards the intrapsychic structures
  • The presence of an attitude in the conscious means that the mutually exclusive opposite attitude manifests itself in the unconscious. Although in the unconscious, the opposite attitude can influence behavior indirectly when the individual behaves in an unusual manner

The Functions

  • Thinking involves connecting ideas to arrive at a concept or solution; Feeling involves rejecting or accepting an idea based on the pleasant or unpleasant emotions they arouse; Sensation refers to the perception of experiences through the senses; Intuition refers to the perception of experiences through sources exclusive of the senses (extrasensory perception)
  • Thinking and Feeling are rational functions; sensation and intuition are irrational functions

Combination of attitudes and functions  + Types of individuals

  • Extraverted thinking: Events in the external world activate thinking (inductive thinking)
    • Learns as much as possible about the external world
    • More pragmatic
    • Perceived as impersonal or cold
    • Represses feelings which may leave thoughts sterile
  • Introverted thinking: Events in the inner mental world activate thinking (deductive thinking)
    • Loves ideas, especially the ideas of being
    • Ideas might bear little relevance to reality
    • Doesn’t value people
    • May be stubborn and inconsiderate
  • Extraverted feeling: Feeling is governed by external/traditional criteria
    • Conservative and conventional
    • Feelings change as situations change
    • Emotional, gushy moody
    • Form attachments with people, but can lose them easily
  • Introverted feeling: Feeling is governed by subjective criteria
    • original, creative, unusual, bizarre
    • Keep their feelings to themselves
    • Silent, inaccessible, indifferent
    • Melancholic, depressed
    • Appearance of inner harmony
  • Extraverted sensation: Sensation determined by objective reality
    • Sensation governed by facts
    • Realistic, practical, hard-headed
    • Not concerned with the meaning of things
    • Sensual, pleasure-loving
  • Introverted sensation: Sensation determined by subjective reality at a particular time
    • Sensation governed by psychic state
    • Considers the world banal and uninteresting compared to the inner world of the mind
    • Expresses self with difficulty – except by the arts
    • May appear calm but in reality is uninteresting because of a lack of thought and feeling
  • Extraverted intuition: Intuition governed by possibilities of objective situations
    • Intuition moves from object to object
    • Restless, always looking for new worlds to conquer
    • Deficient in thought and they cannot pursue intuitions for long
    • They can promote new enterprises but cannot sustain interest for long
    • Routine bore them
  • Introverted sensation: Intuition governed by possibilities of mental phenomena
    • Intuition moves from image to image
    • Enigma to friends, misunderstood genius by self
    • Cannot communicate effectively with others
    • Isolated from others
    • May have brilliant intuitions which others may help develop

Practical Considerations

  • Role of parents is to respect the child’s rights to develop his inner nature and offer the child every opportunity to do so
  • Best friendships and marriages are achieved between fully individuated persons

Chapter 6 – Symbols and Dreams

  • Symbols are outward manifestations of the archetype
  • Archetypes are only expressed via symbols, since they are buried in the collective unconscious. Only by interpreting symbols, dreams, visions, myths and art can one access the contents of the collective unconscious

Amplification

  • The goal of amplification is to understand the symbolic significance of a dream, fantasy, painting or any human product

Symbols

  • Purposes of a symbol
    • Attempt to satisfy an instinctual impulse that has been frustrated
    • Transformations of libidinal energy into cultural or spiritual values, e.g., sex is transformed to dance; aggression is transformed to competitive games
  • Man’s history is a record of his search for better symbols that individuate the archetypes
  • Modern symbols (machines, tech, corporations, political systems) are expressions of the shadow and the persona at the expense of other aspects of the psyche
  • Knowledge in the symbols must be amplificated before the message is known
  • Two aspects of a symbol
    • Retrospective which exposes the instinctual basis of a symbol
      • Causal
    • Prospective which reveals man’s yearnings for harmony
      • Teleological, finalistic
      • This has been neglected

Dreams

  • Dreams are the clearest expression of the unconscious mind
  • Big dreams, which are remote from the day’s preoccupations, are disturbances in the unconscious due to ego’s failure to deal with the external world. They are messages to be read, and guides to be followed
  • Dreams try to compensate for the neglected, undifferentiated parts of the psyche
  • Dream series
    • Look within the psyche for answers to your relationships with other people, since we project our psychic states on them
    • Conflicts are also caused by disharmony within the personality

Chapter 7 – Jung’s Place in Psychology

  • Jung’s scientific orientation also included teleology/finalism, whereby man’s present behavior is determined by his future goals
  • Synchronicity – When events occur together in time but are not the cause of one another

Notes from John Staddon’s ‘The Malign Hand of the Markets’

Staddon, J. (2012). The Malign Hand of the Markets: The Insidious Forces on Wall Street That Are Destroying Financial Markets–and What We Can Do About It. McGraw Hill Professional.

Preface

Introduction

  1. The malign hand appears wherever benefits are immediate and discrete for an individual/a group, while costs are delayed and/or dispersed for others (p. xxi)
  2. Reinforcement contingencies are simply the rules by which rewards and punishments are given or withheld (p. xxii)
  3. Seeing financial instruments as reinforcement contingencies shifts the analyses of economic behavior from the rational-irrational dichotomy to one of adaptation (p. xxvi)

Part I

Chapter 1 – The Malign Hand

  1. Bureaucracies increase because the incentives of bureaucrats do not align with the incentives of the organization they are a part of (p. 4)
  2. Competition is the natural antidote to the malign hand (p. 4)
  3. Politicians divert national funds to their districts. This leads to immediate concentration of benefits to the members of the district and a delayed dispersion of costs to the larger nation as a whole. Of course, those who bear the cost have less influence than those who incur it (p. 6)
  4. There is a tradeoff between efficiency and stability which is not too removed from the tradeoff between immediate gains and delayed benefits. As global systems become more interconnected, they will become more efficient in the short-run at the risk of instability to the system in the long-run (p. 11)
  5. Organisms prefer positive reinforcement to negative reinforcement (p. 15)

Chapter 2 – Democracy, Fairness and the Tytler Dilemma

  1. Alexander Tytler, a 18th-century Scot aristocrat, is attributed to saying have said that: “A democracy cannot exist as a permanent form of government. It can only exist until the majority discovers it can vote itself largess out of the public treasury. After that, the majority always votes for the candidate promising the most benefits with the result the democracy collapses because of the loose fiscal policy ensuing, always to be followed by a dictatorship, then a monarchy.” Staddon interprets that private good as immediate benefit from public treasury, and collective bad as public bankruptcy (p. 23)
  2. Problems arise when benefits received by an individual/a group is not linked to the behavior of that individual/group and is paid by other (p. 26)

Chapter 3 – Value and Reason

  1. Defining value in objective terms is referred to as the naturalistic fallacy (p. 40)
  2. Adam Smith defined value as the work done to acquire a commodity. This is also referred to as the labor theory of value. However, oxygen is freely available to everyone and doesn’t demand much effort, while gold is scare and requires much effort to attain. Yet, one will not conclude that gold is more valuable than oxygen. Some economists then made the distinction between value in exchange (gold) and value in use (oxygen). Another way to see Adam Smith’s definition of value is to lay more emphasis on the willingness to work (a property of the decision maker), as well as the commodity’s reinforcement schedule, as opposed to the real work done to obtain the commodity. In all, value is not a property of the commodity itself. Thus, to make an assessment of relative value, both the effort, as well as the reinforcement schedule must be considered. When reinforcement schedules are similar, oxygen will be more valuable than gold (p. 41)
  3. A decision maker has a set of different strategies (variation) and some means of comparing them (selection). If the strategy set is rich and the selection rule appropriate, the resultant behavior will be apparently ‘rational’. However, if the strategy set is limited, or the selection rule inappropriate, the behavior will appear to be biased, or based on a heuristic (p. 48)
  4. There nothing like purely rational behavior. If the task is simple and close to something encountered in one’s history, behavior will come close to a rational optimum. However, when the situation is complex, subjects will act irrationally, or rational in the short-run (p. 49)
  5. Behavior can be rendered rational once the currency and the constraints are salient (p. 49)
  6. Maladaptive behavior is a consequence of recent history and feedback effect of present behavior on the future. Staddon calls this ‘leverage’ (p. 53)
  7. There is no single rational strategy, multiple ones depending on the what is maximized and the constraints (p. 54)

Chapter 4 – Efficiency and Unpredictability

  1. In everywhere, except economics, efficiency is usually a ratio. In economics, it is defined in as the extent to which commodities’ prices are reflective of information (p. 55)

Chapter 5 – The Housing Bubble

  1. Frank Knight (1921) distinguished between risk, where the odds can be calculated; and, uncertainty, where the odds cannot be calculated (p. 79)
  2. The future is like the past over a short period. The present will at some point fail to match with the past – but we don’t know when that will occur (p. 80)

Chapter 6 – Market Instability and the Myth of Comparative Statics

  1. Greed is a constant of human nature and as a result, market bubbles cannot be solely explained by them. What is more likely is a malign schedule of reinforcement. For many brokers, individual upside outweighs personal downside. But for the financial system as a whole, the situation is reversed. Similarly, brokers have leverage because they control large amounts of money while only responsible for a fraction of it (p. 95)

Chapter 7 – Growth and the Conservation of Money

  1. Instead of looking for the causes of boom and busts, it might be better to explore the kinds of constraints that can stabilize markets (p. 101)
  2. Hobbes and Rousseau’s conceptualization of man ignored the role of markets and the need to for individuals to trade (p. 107)
  3. Staddon is suspicious of any measure of economic growth reliant on money. The Incas and Aztecs probably had a higher GDP than their conquerors. Yet, their wealth made them more of an easy target. Rather, growth can be better assessed with freedom (people aren’t spending all their time looking for food or housing) and resilience (people can better adapt to change) (p. 107-8)

Chapter 8 – Debt, Inflation and the Central Bank

  1. Inflation functions like a flat tax on both wealth and income. Thus, even when people get salary raises, their wealth remains constant. (p. 121-2)
  2. Constantly falling price are not hazardous to the economy. The price of clothes and electronic products have declined over the years, yet their markets have not stagnated (p. 127)
  3. Deflation is only bad for debtors since as time passes, the worth of their debts will increase. On the other hand, inflation hurts people who save money (p. 128).
  4. The Central Bank (Feds in the US) controls interest rates by buying up short-term treasury bills. Since the Feds use cash reserves to do this, banks have more money to lend at a low interest rates. As with the law of demand and supply, the increase in supply of loans drives its price (interest rates) low (p.134).
  5. Quantitative easing occurs when interest rates are close to zero and the economy is still in a recession. Rather than only buying short-term treasury bills, the government buys other types of securities, e.g., corporate bonds, etc. The money to do this doesn’t come from the reserves, but is simply created by the Central Bank (p. 135)
  6. When the Central Bank buys short-term treasury bills, it is usually a sign that business will be bad in the future (p. 137)
  7. The more complex a security or asset is, or the greater the uncertainty about its value, the more its price will be determined by other people’s behavior (p. 139)
  8. Two cause of bubbles – herding and a new money supply. Again, since herding is human nature, the problem may be better solved by looking at the way governments supply money (p. 140)

Chapter 9 – J M Keynes and the Macroeconomy

  1. Adaptation is the result of variation, which is endogenous; and, selection, which is determined by the environment (p. 151)
  2. Neither the pattern of incentives, nor the market sentiment on its own can explain economic behavior – we need to understand what people are willing to try, what informs/motivates this willingness, and the consequences of people’s actions (p. 153)
  3. The problem for the political system is how to restore confidence in the economy while harming as few innocent victims as possible, while punishing those responsible for causing economic slumps (p. 158)
  4. If the economy is like a leaky bucket, the solution is to either reduce the leak (structural changes) or permanently increase inflow (inflation) (p. 160)

Part II

Chapter 10 – Financial Markets are Different, I: Problems and Some Solutions

  1. Information has to be converted to action. Saying, like the Efficient Market Hypothesis, that stock price reflects all information about the underlying stock is borderline religious (p. 180)
  2. Complexity of financial markets should be subject to some check, such as tests for comprehensibility (p. 186)
  3. Technology in agriculture reduced agricultural employment since farmers became more efficient. The same cannot be said about financial markets where technology is used in complexifying (p. 192)

Chapter 11 – Financial Markets are Different, II: Risk and Competition

  1. In a competitive market, injury to one firm will make others more profitable (p. 202)
  2. Bloated profits of the financial industry come from the future. A few people’s current payouts will be suffered as debt in the future – in the form of debt defaults, higher taxes or inflation (p. 206)

Chapter 12 – Financial Markets are Different, III: Regulation by Rule

  1. There should be a tax on financial risks – negligible tax on small risk and large taxes on large risks (p. 232)

Notes from Jordan Peterson’s “Maps of Meaning” (1999)

Peterson, J. B. (1999). Maps of meaning: The architecture of belief. Routledge.

Disclaimer: I first read this book in 2020. In the time that has passed since in first read this book, it is more apparent that Peterson does not believe in the personal God described in the Christian Bible. For him, “God” is just an idealized representation of the highest ideal that a person can aspire to. Does this mean that everything in this book is nonsense? No, there are a lot of valuable lessons that can be gleaned from the book. In particular, I’m impressed by the nomological network supporting the ideas in the book, with Peterson using ideas from psychology, anthropology, biology, sociology, mythology and religion to make his case. That said, it is still important to explicitly point out that this isn’t a Christian book.

Notes from Chapter 1: Maps of Experience: Object and Meaning

Summary: A lot of conflict arises when, on one hand, people with a predominantly mythological worldview describe their stories as empirical fact, while on the other hand, people with a scientific view separate object from subject and consequently miss out on a huge chunk of reality captured in a mythological worldview.

When you see a mentor in action, you are not really seeing your mentor ‘objectively’ (with his full flaws, imperfections and character defects), rather, you are seeing the embodiment of your own ideals (a reality from the subjective perspective of value where what the mentor does is at or close to the top of that hierarchy of value). An abstraction he/she may, or may not have contributed to through their persona (p. 3).

The way to know how one values something is to look out for how the individual acts in the presence of that thing. One’s choice (an act) reveals one’s hierarchy of preference (p. 10).

It appears that top-down social engineering based on rational, scientific principles ignores an aspect of reality that bottom-up cultural belief systems successfully capture in myths, narratives and stories. (p. 11)

Every ideology or belief system attempts to answer three deceptively simple questions: (a) What is the nature or significance of the current state of experience, (b) What desirable state should one pursue, (c) How should one act/behave in order to attain (b) (p. 13).

An encounter with the unknown inspires the manifestation of the fear response (startle, fight or flight) in some shape or form. Culture and its adherent ideologies and belief systems enforces a similitude of predictability that tames some aspect of the unknown. For most cultured people (any kind of culture, not necessarily traditional), any challenge to their ideologies and belief systems is seen as a threat towards established order and a return to the fear-inspiring unknown. The result is a manifestation of behavior to ensure that the known order is retained at any cost (p. 18).

Notes from Chapter 2: Maps of Meaning: Three Levels of Analysis

Summary: We have models of the current state of affairs (here, now), as well as a desired state of affairs (there, future). When our movement from the status quo to the desired haven goes according to plan, we remain in the domain of the known. However, sometimes, the journey does not play out the way we think it should. In this case, we enter the unknown. (p. 19). When facing the unknown, the dominating attitude is caution expressed as either fear, then curiosity, which may eventually lead to creative exploration. Creative exploration is an important process involved in increasing the boundaries of the known into the unknown (p. 20).

In our interactions with the world, we don’t only deal with what things are, but also with what they signify. We assign value to what things signify to us (p. 22).

Sokolov discovered the orienting reflexes which occur in response to signals of discrepancy, which in turn occurs in response to new signals different from the familiar ones. Sokolov’s discovery is that that animals have an innate response to the unknown (p. 22-23).

Sokolov’s discovery, put another way implies that the unknown can serve as unconditioned stimulus, i.e., it could cause the emission of a response even if it had never been encountered before (p. 26).

The absence of an expected reward is often experienced as a punishment (negative punishment, in behavioral terms). The organism’s model fails because whatever response/behavior that was punished did not lead it from the status quo to its desired haven. In other words, the organism enters the domain of the unknown and responds emotionally with fear. (p. 26)

The goal we are pursuing (i.e., the idealized, desired haven) determines the meaning of our experiences. This reminds me of an aspect of the theory of Identity-Based Motivation, where people could interpret the difficulty of a task, as meaning that it was important for getting to their ‘desired haven’, or as meaning that their desired haven was impossible to attain (p. 33)

The different instincts we have (e.g., thirst, hunger, joy, lust, anger, etc.) do not grab hold of our bodies to make us behave in ways that serve their ends. Rather, they influence the picture of the desired haven we strive for. The interesting thing is that each instinct has its own picture of what that desired haven should look like (p. 38). Different instincts (Peterson calls them psychic subsystems) have different conflicting goals at times. This leads to an intrapsychic conflict which is uncomfortable for us. To resolve these conflicts, we change our beliefs and environment (p. 39). Our higher systems which preside over our instincts (hierarchically-speaking) strive towards a desired haven when our needs, as well as the needs of others are met at the same time (p. 39).

When in a situation where our instincts cause intrapsychic conflict, we can resolve this by: (a) changing our behavior, so that they can no longer lead to undesired consequences, (b) changing our models (frames of reference) for interpreting that situation (p. 41). The unknown is pregnant with the worst that could ever be imagined, the best that could ever be imagined, as well as every other thing in between (p. 42). I remember in my undergraduate days when a friend wanted to use a gender-neutral bathroom that had a possibility of being locked. Her psychic subsystems were subject to the plan of the higher systems, which was: At this point in time, going to the bathroom is beneficial for you and your social circle. However, I had jokingly told her that the bathroom was locked. From her point of view, this meant that the plans of her higher systems were no longer valid. She then did something interesting – she doubled over and froze in that position. In other words, she had entered the “unknown” where she had no model. As a consequence, she started experiencing the chaotic intrapsychic conflict that accompanies delving into the unknown. Seeing her state, I told her I was joking and the bathroom was not locked. From her perspective, this meant that her previous map (frame of reference) that would take her from her undesired state to her desired state was still valid. Naturally, she ran in the direction of the bathroom to fulfil the plan set out by her higher systems.

Since the environment contains both the familiar “known” where there is order, and the non-familiar “unknown” where there is chaos, emotion serves as an initial guide in the face of the unknown, while cognition serves as the guide for maintaining order in “known” and keeping the “unknown” out. (p. 48 – 49)

Consciousness plays a role in creating order from chaos. This makes sense, as without an aware observer to identify and extract patterns (ordered information), everything is just noise (unordered information). (p. 52)

In the first encounter with the unknown, no learning has occurred. As a result, the subject perceives unknown chaos, as well as the attendant emotions (fear, startle, flight) that accompanies it. This emotional response is not learned, which implies that at the biological level, organisms can attribute some kind of value/meaning to the “unknown” that warrants the emotion it produces. Nothing is irrelevant in itself; they are only rendered irrelevant after transformed to the category of the “known” from the “unknown” (p. 54)

Fear is the biologically-hardwired initial response to anything that is unknown. Maybe that explains the Biblical statement, “the Fear of the Lord is the beginning of Wisdom”. Phenomenologically, God is in the category of the “Unknown”. At worst, an encounter with Him can kill you; at best, an encounter with Him is filled with untold blessings. The only thing that reduces that fear is a “faith-inspired” exploration of that Unknown. If successful, the result is the endowment of the wisdom which expands the bounds of the “known”. (p. 56 – 57)

The process of “respondent conditioning” does not create new emotional responses. Rather, it allows new stimuli (that fall into the category of the unknown) to serve as triggers for the release of biologically, hardwired emotions. The fear response is innate; security is learned (p. 57)

Education is often a process of bringing an individual from the “unknown” to the “known”. Usually, the social system doing the educating already has its definitions of what constitutes the known and the unknown at the societal level. That is, it has its stable, predictable, and orderly culture. As a result, the educated, socialized individual adopts his societal model (frame of reference/map) for the appropriate way to journey from an undesired “here” to a desired haven. The educated, socialized person in the context of his culture will not encounter the unknown as frequently as he would if he were to be unsocialized. This implies that he would also have fewer episodes of the fear that arises from encountering the unknown. (p. 59)

We know the world through action, however, by virtue of man’s capacity for abstraction, he started to realize that there were times when it was better to think about acting than actually acting (p. 66)

The Word is powerful because it condenses action and creates explored territories in the minds of the listeners. This implies that the Word is constantly creating worlds (both phenomenologically, as well as objectively as is the case with people possessed by an ideology) (p. 66)

Peterson suggests that the right hemisphere clumps the present encounter with the unknown with all aspects of the “known” that are known to be dangerous. (p. 69)

How we act in the presence of something is what that thing means to us – even before we can abstractly/ “objectively” categorize it. (p. 70)

Imagining the unknown is a form of adaptation to it. (p. 71)

A story is a map of meaning (model, frame of reference) that guides how to act (behavior) and react (emotional regulation) in the world. In Peterson’s estimation, whichever interpretation (story, map, model or frame of reference) that can improve action and reaction in the real world qualifies as valid. (p. 72)

We know “how to act” (wisdom) before we know “how to describe how to act” (abstracted, declarative knowledge). That is why a child can act appropriately before he can describe why he’s acting appropriately; What adult parents are to children, society and culture is to the adult (p. 73, 75)

Myths are distilled stories about “how to act” in the social and impersonal world of experience. Man learns by watching others repeat these “how to act” stories in the shape of ritual, imagery and words (p. 75)

Playing allows one to experiment with means and ends (i.e., how to act in your journey from an undesired state to a desired haven) without experiencing the consequences of one’s actions while benefiting emotionally from the experience. In Peterson’s estimation, play transcends mere imitation because it is less context-bound. This makes sense to me, as a child does not act out just one episode of his favorite hero. I remember my kid brother as a child wearing a cape round the house, playing as “Superman”. Whenever he wore the cape, he walked round the house with his chest out and back erect, confidently confronting different situations (real and imaginative) in a way he thought Superman would do. (p. 77).

Shakespeare abstracted from behavior to narrative, while Freud abstracted from implicit narrative to explicit theory (p. 77, 177)

Disembodied knowledge is knowledge you may have, but are unconscious of (Jung’s collective unconscious?), while embodied knowledge is in what you do, but do not know why you do it. (p. 78).

Through the “mythologization” of history (premodern and otherwise), we learn to imitate the patterns of action that made the heroes what they were. As opposed to “objective” history, mythologization promotes a more efficient transfer of most significant actions, pertaining to the manner in which one should react when confronting the unknown. This lends more credence to my thinking that Yoruba gods were actually historical figures who were mythologized to highlight their most significant actions worthy of emulation (p. 81)

Every single phenomenon has a limitless list of its uses and significance. As Wittgenstein pointed out in his example of a sheet of paper, different meanings are embedded within it – ranging from its number, to its color, to its shape. (p. 82)

In other words, whenever we encounter the unknown in our journey from the undesired “now” to the desired haven, we adjust our frames of reference by either focusing on the big-picture or focusing on the details (p. 83, 88)

Jung thought that the universality of religious or mythological symbols were biological and consequently heritable. He suggested that this heritability was located in the “collective unconscious” which comprised of “complexes” responsible for behavioral tendencies (action) or classification tendencies (categorization of phenomena) (p. 91)

Adult parents embody language, moral behavior and beliefs for their children to imitate. Even if their biological parents are not available, these patterns of social behaviors are embodied in “entertainment”, i.e., ritual, drama, literature and myth. This is why it’s important to pay attention to the patterns of behavior embodied in what we consider entertainment today. Peterson considers these patterns of behavior as embodied behavioral wisdom (how to act) and calls them the “collective unconscious” which is the cumulative effect of culture (the “known”) and exploration (facing the “unknown”) on behavior. (p. 93)

Humans have a tendency to ignore the similarities between two phenomena and explore the difference. This is similar to Kahneman and Tversky’s Isolation Effect, as well as an assumption in Girard’s Mimetic Theory. What unites all of mankind is that we are all bound by space and time, as well as its implication for our existence (e.g., open to possibilities, but bound by mortality and social structures) (p. 94)

Characteristics of cognitive models as enumerated by Lakoff: (i) They are embodied, i.e., implicit in action (used), without being explicit in description (cannot be explained), (ii) Phenomena most naturally nameable, communicable, manipulable are used as the basis for developing more abstract concepts, (iii) They are metonymic, i.e., a part can represent a whole, and vice versa, (iv) Things can be better or worse examples of the categories they belong to. For instance, a robin can be seen as a better example of “bird” than an ostrich, (v) Things within a category share resemblance with an abstracted, hypothetical [platonic] standard, e.g., all girls considered “beautiful” share similarities with an abstracted “ideal” beautiful girl, (vi) They give rise to polysemy, which means that they can be understood at different levels at the same time. Example of Sarah and Hagar standing for the relationship between the master and slave, while also standing for the relationship between believers and non-believers (p. 97).

We think we categorize things based on their inherent characteristics. Rather, how we characterize things is dependent on their value, usefulness (or potential for usefulness) to us (p. 97)

Habituation usually occurs as a result of successful creative exploration of the unknown, such that the boundaries of the known are more expanded and what was previously unknown has been rendered positive at best, or neutral (inconsequential) at worst. The first time I came across “habituation” was in my studies of addiction. This explanation seems to make sense. Initial exposure to what would eventually become an addictive behavior (porn, drugs, alcohol, etc) is usually a trip to the unknown filled with its attendant emotions. However, each subsequent episode becomes more and more normalized. (p. 101)

Peterson suggests that to the premodern man, emotions and motivative drives were not perceived as internal to the subject. Rather, they were part and parcel of the event that gave rise to them. What we refer to as “stimulus” was the “power” in the event/object that gave rise to the emotion. In other words, a god, from the perspective of the premodern man was an object/event (or a class of objects/events), as well as their effect on the emotions and motives of the man (p. 113)

Progress is uniting the hard-won wisdom of the past (i.e., the dead) with the adaptive capacity of the present (i.e., the living) (p. 131)

In the absence of a frame of reference (i.e., no model, no map, no story or narrative…no consciousness at its extreme), an object is everything. This is because of its limitless uses and potential significance to the subject. However, this limited potential is overwhelmingly chaotic and consequently is indistinguishable from nothing. To borrow from quantum mechanics, this is like the particle that is everywhere but nowhere before it is observed (p. 139)

Whitehead A. N (1958) opined that “Civilization advances by extending the number of important operations which we can perform without thinking about them”. (p. 150)

When a child imitates his father, he is embodying the father. Metaphorically speaking, the child is possessed by the spirit of the father (p. 153)

Expectation and faith determine the response of the Unknown. With expectation, the unknown becomes valuable, while with faith, anxiety is eliminated. In modern treatments of anxiety, something similar plays out in desensitization, where the individual is “ritualistically” (i.e., in a predictable/orderly situation, e.g., psychologist’s office) exposed to a novel/threatening situation (i.e., the unknown), while the authority figure (i.e., the hero) models behavior (p. 166, 170)

Unhappiness is a result of overvaluing phenomena that are trivial while undervaluing processes, opportunities and ideas that would be freeing. The act of sacrifice entails giving up “that which is loved” (i.e., the pathological hierarchy of values) with the expectation and faith that the benevolent aspect of the Unknown would return with blessings (p. 172)

Incorporation of the hero (either literally in ritual cannibalism, or symbolically) implied the willingness to embody the hero, particularly his willingness to expand the realm of the known by confronting the unknown (p. 176)

Willful confrontation with the unknown entails the destruction of old models, as well as the construction of new models from parts of the old models and creative exploration of the unknown. This reminds me of John Boyd’s OODA process (p. 178)

Adaptation to the unknown implies a resolution of the intrapsychic conflict for dominance over action (i.e., resolving the “fight among gods” according to mythological stories). The hero, therefore, is a peacemaker; hence the maxim in Matthew 5:9, “Blessed are the peacemakers, for they shall be called children of God”. (p. 179)

Since the “optimal desired state in the future” is not cast in stone and varies from one time and context to the other, what should be the focus of emulation is the Word and its willfulness to extract order from chaos. A focus on a specific “optimal desired future state” is tantamount to making idols out of fixed frames of reference. A focus on the Word, on the other hand, regulates emotion and makes action possible, regardless of the time or context (p. 186)

Sometimes, intrapsychic conflict emerges when what is considered “the desired state” in the present can interfere with what will be considered “the desired state” in the future. To resolve this conflict, there needs to be an abstract moral system powerful enough to allow future significance of an event/occurrence influence reaction to its present significance. (p. 188)

Through abstraction, the properly socialized individual has learnt to consider “the other” (i.e., either the “future self” and/or “other people”) alongside the presently experienced “self” when contemplating his actions, as well as their consequences in the present and the future. (p. 188)

There is a way to act that caters to both intrapsychic demands, as well as the social context. This “way to act” is what informs the “moral viewpoint” (p. 189)

Conflicts in relationships occur as a result of a “war of implicit gods” (i.e., each individual’s resolution of his intrapsychic conflicts might not work for his partner). The way this is resolved at the interpersonal level is by engaging the Word – voluntarily confronting the unknown and its attendant emotions with the faith and expectation of getting something valuable from the process (p. 190)

Humans can lose faith, rather than lose life because of their increased capacity for abstraction. They can construct territories abstractly and make beliefs out of them, only abandoning them when they are no longer tenable. Animals, which are unable to abstract like humans, can lose face, rather than lose life. For instance, the beta-animal in a social animal group submits to the alpha. Just as the alpha animal holds on to its territory in the face of threat and fear, the capacity to hold on to an abstracted territory in the face of threat is an indication of how strongly one’s intrapsychic state is subject to a personality integrated to the significance of that territory. Humans perceive this as charisma (p. 190)

The value of an object in a social context is dependent on the frame of reference (map, model) of the dominating “personality” that had resolved the “war of implicit gods” (p. 195, 196, 198)

Problems arise, for instance in a tyranny, where the “patriarchal” state seeks to eliminate individual variability and enforce sameness. By doing this, the “patriarchal” state is implying that the past contains everything that needs to be known about present-day living. This is an example of the Luciferian pride (p. 202, 203)

Smith H. (1991), “Stated abstractly, the Prophetic Principle can be put as follows: The prerequisite of political stability is social justice, for it is the nature of things that injustice will not endure. Stated theologically, this point reads: God has high standards. Divinity will not put up forever with exploitation, corruption, and mediocrity” (p. 211)

By enforcing the standards of the past in every situation, the tyrant is responsible for adolescent rebellion (which kicks against enforced order), as well as ideologies that blame society for the evil in man (since an anachronistic culture appears to be only evil to people rebelling against the system) (p. 213)

Notes from Chapter 3: Apprenticeship and Enculturation: Adoption of a Shared Map

Ideologies tell a part of a story, but tell that part as though it were a complete representation of reality. First, the ignore vast domains of the world; Second, they ignore second-order thinking (p. 217)

In the eyes of the undisciplined man (generally speaking, more specifically, one who refuses to be educated by the society), whatever feelings of worthlessness he has in the current moment is not a function of his “innate” goodness (Rousseau’s philosophy) but a function of someone else, usually the society (p. 218)

Nietzsche opined that enforced adherence to Catholic dogma created a discipline and mental strength which humans then applied to other fields of endeavor in the natural world (e.g., physics). In the absence of obedience, there is a good chance that nothing would have been achieved scientifically (p. 220)

Personal identification with the group implies socialization, as well as education by the group. In addition, as Howard Rachlin suggested in Science of Self-Control, group membership makes the individual see the group as an extension of his “self”. Peterson terms this “individual embodiment of the valuations of the group” (p. 221)

Humans also act as though they were motivated by an integrated set of universal moral values (p. 229)

Killing culture (the Great Father) without understanding the need for his resuscitation (appreciating the wisdom of the past) will lead to chaos. The solution to this situation is to treat the relationship with culture as the relationship of an apprentice with his master. The goal of the apprentice of culture is the construction of a personality that transcends the restrictions of culture. An example that comes to mind is the difference between the Old Covenant (Law) and the New Covenant (Spirit). The former was a codified set of instructions that gave the Israelites their social identity – even as it prevented them from being overwhelmed by the unknown; the latter transcends the codified set of instructions because of the supernatural endowment of a personality that can navigate the different aspects of the unknown it will encounter, while still not ignoring the standards the codified law aspired to attain (p. 231)

Notes from Chapter 4: The Apprentice of Anomaly: Challenge to the Shared Map

Summary: The ability to abstract has facilitated better communication and understanding of behavior. However, this ability also comes with the ability to disrupt the unconscious, as well as the stability that arises when intrapsychic conflict has been made subject to a personality capable of confronting the unknown. This leads to an undermining of moral tradition, as well as weakness, and a susceptibility to simplistic ideologies that do not hold water in the face of threat. In essence, an increased level of abstraction also increases the probabilities of committing the “sin of presumptuousness” (p. 234). The idea of “self-consciousness” is related to man’s awareness of the temporal boundaries of his life, as well as an understanding that death and the possibility of death was a part of the unknown (p. 234)

Wittgenstein, L. (1950), “…we fail to be struck by what, once seen, is most striking and powerful”. We tend to look for the supernatural in the spectacular. But when we eventually find it in the mundane, it is impossible to unsee. (p. 235)

Kurt Godel’s “Incompleteness Theorem” demonstrated a feature that all systems had in common: Any logical systems of propositions cannot be predicated on assumptions within that system. (p. 235)

Michael Polyani (1958) argued that most of a scientist’s success depended on “tacit” knowledge acquired through practice and may not be explicitly articulated. In other words, scientific knowledge is embodied. (p. 237)

In simple terms, there is a hierarchy composed of the actions and valuations of past heroes (i.e., the intrapsychic gods) organized by other heroes (i.e., a persona[lity]) into a stable social character (i.e., cultural practices) shared by all members of the same culture. This “hierarchy of motivation” is the personality everyone in a culture seeks to imitate – consciously or unconsciously (p. 239)

The modern educated man “acts out”, but does not “belief”. This leads to a return to the chaos that arises during intrapsychic conflict. Through modern education, the personality from the stories, narratives and myths from the past – capable of both brokering peace among the “intrapsychic gods”, as well as boldly confronting the unknown – is rejected. Instead, a personality developed either through simple ideologies or through rational, abstracted thinking about “what should be” is embraced in its place. However, since these personalities either assume they know all there is to be known (simple ideologies) or build models from abstracted simplifications comprising of only a small slice of reality (rationality), they lead to existential angst in those who pursue them (p. 242)

When you react the same way to different things, there is a level of classification where they belong to the same category. From the perspective of people who have “sold their souls to the group”, since the Word does not necessarily conform to the conditions for stability, order and predictability within the group, He engenders the same reaction as though it were the unknown.

Disaster is averted when a community is prepared to appropriately respond to it. On the other hand, when a society (the Great Father, culture) becomes so authoritarian and resistant to change, minor changes in the natural world can prove to be devastating. (p. 247)

Abstraction increases the self-understanding, as well as the prediction of the behavior of others. It also enables the easier communication of morality. For instance, a drama is a representation of behavior in behavior and image and it makes us see the interplay of issues with moral consequences without actors suffering that consequence. When this capacity for abstraction is used by those with nefarious aims, they can undermine moral principles that took a long time to create for valid, but invisible/inaccessible reasons (p. 251)

Douglas Hofstader (1979) presents a discussion between Achilles and a tortoise (of Zeno’s paradox fame): When you say a statement such as “29 * 1 = 29”, implicit in that statement is an infinite number of other statements, such as “5 * 6 IS NOT EQUAL TO 29”, as well as “2 * 2 IS NOT EQUAL TO 29” (p. 254)

Kuhn (1970) said, “A paradigm is prerequisite to perception itself. What a man sees depends both upon what he looks at and also upon what his previous visual-conceptual experience has taught him to see. In the absence of such training, there can only be, in William James’s phrase, “a bloomin’, buzzin’ confusion” (p. 257)

Unfortunately, the capacity to think abstractly has made the modern man undermine the fundamental a priori presumptions that his premodern counterpart implicitly understand the concept of a “right” in the first place. For instance, Western morality is premised on the fact that every individual is sacred, i.e., there is something about human life that is precious. It is this premise (religious in its roots) that serves as the cornerstone of Western law and civilization. Any attempt to undermine this fundamental assumption through rational abstraction will cause the entire concept of “rights” to crumble – even as the social and psychological structures built upon that fundamental premise. (p. 260-61)

The nihilist, through his highly-developed capacity for critical abstraction, fails to identify with the hero (the Word) as well as His ability to willfully confront the unknown to extract order from it. As a result, the nihilist, through his disillusion with the Great Father (culture) and his rejection of the Word, is embraced by the Unknown, as well as the attendant emotions and angst that come with her. (p. 265)

The reason why science, empiricism and rationality alone cannot make the world a better place is because of the low value it places on feelings and emotions in determining wisdom. If you place a low value on feelings, you can never arrive at the conclusion that “what causes me and others pain is wrong”. In spite of all the usefulness of accumulating knowledge of “what is”, it is still limited in providing answers to the questions of “what should be” and “how do we get there”. (p. 269)

For the average individual, social education (initiation, in more tribal cultures) signifies the end of childhood and the integration into the societal structure. For the revolutionary hero (the shaman in tribal cultures), his “initiation” takes the form of voluntary disintegration of the socially determined personality (consequently confronting the Unknown) and reintegration at the level of unique individuality. In essence, he must become a child again. This reminds me of Jesus’ quote (Matthew 18:3), “And said, Verily I say unto you, Except ye be converted, and become as little children, ye shall not enter into the kingdom of heaven.” (p. 272)

The shaman (revolutionary hero) who embarks on a voluntary journey into the unknown must realize that his journey is valueless if he fails to return to his society, else his journey will be perceived from the society’s viewpoint as a descent into madness. Despite being valuable, past wisdom is not sufficient to face the challenges of present potentiality. The revolutionary hero becomes both an author and an editor of history. He masters the known, and restructures it with his findings from his voluntary confrontation of the unknown (“the descent to the underworld”). (p. 278-9)

In essence, by faith, the hero walks in the Spirit and transcends the limitations of the law (p. 282)

The mother and her unborn child represent a state of being where they are simultaneously “one thing” and “more than one thing”. In the same vein, this metaphor can be used to describe a pretemporal state where “everything that could ever be still existed” as “one thing” (p. 286)

To be unaware of one’s nakedness is a metaphor for the absence of “self-consciousness”. As a result, the world as perceived by the child is vastly different from the world of an adult. There are aspects of being that the child is unaware of, and as a result, the child is not encumbered by these things. However, at the same time, the child is extremely vulnerable. In essence, the phenomenological world as perceived by a child is both incomplete and threatening (p. 288)

“Self-consciousness” is associated with the Fall (i.e., the point where object began to be perceived as different from subject). “Consciousness”, on the other hand, is the way to experience the world of primal “matter” (where matter and spirit are perceived as united) (p. 291)

Neuman, E. (1954), “Conscious realization is “acted out” in the elementary scheme of nutritive assimilation, and the ritual act of concrete eating is the first form of assimilation known to man….” (p. 299)

The conscious individual is not privy to the experiences of others and consequently, cannot develop the idea of “self”. On the other hand, the self-conscious individual lives in history and has access to the experiences of others through language, narratives, rituals etc. (p. 304)

Notes from Chapter 5: The Hostile Brothers: Archetypes of Response to the Unknown

To know “what is good?”, you need to examine the process by which you know what “good” is in different contexts. (p. 310)

Embracing of the purely rational spirit will bring you in direct confrontation with the Word (p. 316)

To lie [to yourself] means to voluntarily adhere to an old model (frame of reference/map) in situations where a new experience/desire clearly does not fit into that model. The liar chooses his own game, sets his own rules and then cheats…As a result, the liar actively suppresses any behavioral patterns or experiences that do not fit into the Great Father’s (culture) system. Identifying with the “lying spirit” renders everything unknown to be categorized as a threat – forgetting that the Unknown also contains the promise of hope and beneficial knowledge that expands the boundaries of the known. Since the unknown is vastly greater than the known, identification with the “lying spirit” shrinks the realm of acceptable action to the point where the liar has nowhere else to turn except himself. Unfortunately, at this point, his personality (“the hero” that brokers peace among the “intrapsychic gods”) is so underdeveloped that the liar simply shrinks into “weakness, resentment, hatred and fear” (p. 327-330)

The fascist is afraid of the chaos, so he fanatically hugs order; the decadent undermines order, and as a consequence remains underdeveloped like the undifferentiated child vulnerable to chaos. (p. 339)

The thinking of the decadent is this: Since this experience or phenomenon does not fit in with what is socially/culturally prescribed, what else are these systems getting wrong? (p. 341a)

In essence, confronting the unknown is “spiritual food” for the personality. A personality that is protected from the unknown leads to the development of a weak character (p. 341b – 342)

Carl Jung quote: “…any internal state of contradiction, unrecognized, will be played out in the world as fate”. In other words, until the unconscious is made conscious, it will direct your life and you will call it fate. (p. 342)

Moral uncertainty in the contemporary world operates at the highest level of abstraction (thoughts). Since people believe they are right and will not follow the pattern of The Word and willingly confront unknown territory to increase the bounds of order, nothing is resolved at the “thought” level of abstraction. As a result, people strive to resolve at lower and lower levels of abstraction (books, entertainment, art). When this is still not resolved, matters must be settled at the level of behavior. This leads to wars when societies are considered. Hence Peterson’s thought: “…those who will not let their outdated identities and beliefs die, when they must, kill themselves instead” (p. 342)

An underdeveloped individual and/or social ideal who strives for material and social security (the Great Father) will have no respect for Truth (The Word; the process mediating between order and chaos) and will consequently suffer an incomplete adaptation to the unknown when it inevitably arises. A man who puts faith in what he has (material/social security) rather than what he could be will never sacrifice what he has for what he could be (p. 361b – 362b)

If one’s goal is pathologically restricted (due to personal underdevelopment, or societal standards), aspects of behavior that do not conform with the attainment of that goal will be seen as “evil” and consequently unavailable for use when the time arises to confront the unknown. (p. 363)

The act of metanoia is adaptation itself. It means that one is willing to admit error, and discard identities, beliefs and behaviors founded on that error. It encapsulates the faith to accept and tolerate the implications of that upheaval with the unwavering belief that it would lead to a restoration of intrapsychic and interpersonal integrity (p. 365)

Failure to transcend group identification is similar to a failure to leave childhood. This reminds me of St. Paul’s analogy of the child heir trying to attain righteousness by the law is no less than a slave (Galatians 4:1) (p. 369a)

When historical wisdom (“a ring of ancestral wisdom”) is abstracted and critically evaluated, that knowledge loses its context and the known reverts to the unknown.

Christ pushes morality beyond strict reliance on codified tradition – the explicit Law of Moses – not because such tradition was unnecessary, but because it was (and is) necessarily and eternally insufficient” (p. 385)

The Kingdom of Heaven was open to all – prostitutes, tax collectors, diseased, etc. This does not imply a Kingdom where everything goes. Rather, this implies a Kingdom where your past life did not limit one’s value in the present, or future. A kingdom where one’s conditions of birth did not limit identification with the Hero. (p. 393)

Christ’s Message was a transition of morality from a reliance on tradition to a reliance on spiritual consciousness. It was a call to morality based on the attribution of the same value accorded to self to the other. (p. 395)

Life without the Law is chaotic; Life with only the Law is sterile (p. 397)

For the alchemist, the more poorly something has been explored, the broader the category used to describe it. When something is classified, its value is restricted to a particular domain (p. 408, 409b)

For the alchemist, “matter” was “information”, in the sense of “what is the matter?”. Through exploratory behavior, “information” (i.e., “matter”) is the hitherto unknown to create the subject and the phenomenological experience of the world by that subject. (p. 409a)

Like the alchemists of medieval times, we are all aiming at an ideal. However, in spite of our developed capacities for abstraction, modern man has only been able to define the “not ideal”. All rational efforts to explicitly define the “ideal man” will inevitably lead to Christ! (p. 416)

A precondition for character development is to realize that one is capable of being capable of the vilest of all evil (p. 432 – 433, 435)

The Unknown also comprises everything we do not know about ourselves (good and bad). By willingly confronting the chaos of the unknown, we gain access to behavioral potentialities available for conscious use. This comprises of aspects of personal experience suppressed by cultural pressure or personal choice. Within every experience that cries out for denial might be information necessary for life (p. 436 – 437)

Information obtained by the confrontation of the unknown is useless at the level of abstraction (Stage I; mental union of new + old information). It must be realized at the level of behavior. This happens through the subjection of the “intrapsychic gods” to the authority of the developed “personality” (Stage II; ordered intrapsychic structure). However, individual behavior is not the end of this process. Establishing the “Kingdom of God” on earth is the final stage, where subject and object (social environment) are all equal aspects of experience (Stage III; embodied union of philosophical knowledge and intrapsychic structure is extended to the world) (p. 442 – 443)

Notes from Conclusion: The Divinity of Interest

Human vulnerability (the fact that humans are mortal) is not the cause for human cruelty. J. B. Russell’s argument, on the contrary, puts the blame for evil at the feet of God and His creation, not regarding human’s capacity for evil. Human vulnerability and human cruelty do not belong to the same category. One is the function of “a fallen world under the bondage of corruption”, while the other is a function of “willfully undertaken harm”. Encounter with former may increase character (e.g., Disciples persecution), while the latter destroys character. Natural disasters, “acts of God” and human mortality are not what makes life miserable. If anything, humanity has developed the ability to adapt to, and even become better after, these terrible events whenever they happen. Evil is more of a function of the pointless suffering that humans are able to inflict on each other (p. 448b, 452, 454)

Because it is more difficult to rule oneself than to rule a city, people keep trying to rule the city. They keep trying to take religion away from public places; they keep trying to engage in public protests supposedly in a bid to lend their voices to the voiceless and downtrodden. However, for some, it is just virtue-signalling and selfishness, whereas, for others, it is just intellectual pride masquerading as love; good works that do not work. (p. 455b)

It is not so much that the pursuit of empirical truth wreaked havoc on the Christian worldview, but rather the confusion of empirical fact with moral truth. Rejection of moral truth leads to the rationalization of destructive, self-indulgent behavior. This increases the motivation to lie to others, and more devastatingly, to oneself. At the root of every social and individual psychopathology is the lie to oneself, which is the unwillingness to take personal responsibility and confront the unknown. (p. 466)

Meaning is man’s adaptation for confronting the unknown. Too much exposure to the unknown leads to the madness that accompanies chaos. Too little exposure leads to stagnation and then degeneration. Balance produces an individual capable of dealing with nature (the Great Mother) and society (the Great Father) (p. 468)

Notes from ‘Addiction: A Disorder of Choice’ (Heyman, 2009)

Heyman, G. M. (2009). Addiction: A disorder of choice. Harvard University Press.

Preface

Chapter 1 – Responses to Addiction

  • 19th century opium users were categorized into three groups: “opium-eaters”, who drank tinctures made from opium and alcohol (aka, laudanum); opium smokers, who smoked opium as one would a cigarette; and, heroin sniffers, who sniffed powdered forms of the drug through their nostrils.
    • Opium-eaters were usually wealthy and well-to-do people who would typically get their fix from a doctor. They consumed their drugs in private and usually tried to keep their habit secret. In contrast, opium smokers and heroin sniffers were typically social outsiders, e.g., gamblers, prostitutes, delinquents and unemployed. Unlike the opium-eaters, both opium smokers and heroin sniffers engaged in their habit socially, in the company of other users.
  • With time, a divide emerged in how society treated the different categories of opium use. Because opium smoking and heroin sniffing was done in the open and attracted social outsiders, it fell under the domain of law enforcement. On the other hand, opium-eating became more strongly associated with the medical profession. In other words, opium-eaters were seen as people who needed help, while other categories were seen as the scum of the earth.
  • When the Harrison Narcotics Tax Act of 1914 was passed in the US, opiate and cocaine use were deemed illegal activities. Consequently, opium-eating and opium smoking all but disappeared there. The same fate didn’t befall heroin, though. Instead, criminal gangs took over the distribution of the drug causing its price to increase. With more money needed to get less heroin, users stopped sniffing and started injecting the drug directly into their veins to get high. [As a side note, reading this reminded me of Claude Brown’s autobiographical novel, ‘Manchild in the Promised Land’ where he describes how heroin decimated the Black community in Harlem, New York from the 1940s-50s].
  • Some view addiction as a disease and that scientific research would eventually provide effective treatments for it. An unspoken assumption of this view, however, is that if an addiction is not a disease, then it must be the result of deliberate actions which must be appropriately punished (usually by law enforcement).

Chapter 2 – The First Drug Epidemic

  • The behavioral effects of a drug vary as a function of the environmental setting and the individual.
  • It is interesting that Ancient Egypt, Greek or Roman writers did not see opium as something that could be harmful to the individual or society. Instead, they praised its medicinal benefits.
  • Europeans were introduced to tobacco smoking during the Columbian Exchange. When smoking got to the Chinese, they took the act a step further by mixing in opium. This is significant because smoking opium allows its active agent, morphine, get to the brain quickly. It is therefore no surprise that more people started consuming opium in this manner. For the first time, a large group of people started taking opium for its intoxicating effects, rather than its medicinal benefits. Even when the Chinese emperor banned the sale of opium in 1725, the decree was impossible to enforce due to how deeply ingrained it was in the Chinese society at the time.
  • Numerous factors may have contributed to China, rather than Europe or South America, being the site of the first drug epidemic: (1) Maybe the Chinese had many people with disposable income and leisure time, as well as many people able to do trade with Europeans; (2) Perhaps cultural beliefs and norms were at play, for instance, Middle Age Europe saw opiates as medicine, while Middle Age China saw opiates as both medicine and aphrodisiacs; (3) Many Chinese cannot consume alcohol due to genetic factors that make them unable to process acetaldehyde. Perhaps smoked opium served as substitute for alcohol for attaining intoxication.
  • During the Vietnam War, opium addiction rates among US soldiers was 7 times higher than marijuana addiction rates. This suggests that opiates are more addictive than marijuana. The biggest contributor to this observation seems to be how cheap and easy it was for the soldiers to access opium in Vietnam. Compared to being the US, there were also no stigma or sanctions associated with consuming it. There is the added fact that soldiers were surrounded by peers who also used opium.

Chapter 3 – Addiction in the First Person

  • The appeal of addictive drugs is found in the uniqueness of the subjective experiences it can provide to the user.
  • There is a category of addicts who fly under society’s radar because they act as functional members of society while regularly abusing opiates.

Chapter 4 – Once an Addict, Always an Addict?

  • Studies aggregating nationwide survey data from the US appear to suggest that people are likely to stop consuming drugs at clinically significant levels in their late 20s – early 30s.
  • The pharmacology of a drug appears to be responsible for determining when drug use transitions into abuse; on the other hand, individual factors (e.g., presence of other psychiatric disorders) appear to influence quitting addictive behaviors
  • Whether addicts quit or continue to consume drugs is largely dependent on the ability to take advantage of nondrug alternatives available to them.
  • When there are immediate and salient consequences for reducing drug use, e.g., job loss or gift vouchers, addicts will comply

Chapter 5 – Voluntary Behavior, Disease, and Addiction

  • “We inherit genes; we do not inherit behaviors”.
  • Addicts may learn to ignore their cravings when the incentive structures in their lives are modified. When the urge to use drugs is in conflict with the urge to do better work or be a better parent or pay the bills, drug use will decrease
  • To determine whether an act is voluntary or involuntary, the root is not found in their genes or brain, but in their behavior.
  • 17th century English clergymen adopted the view that addiction was a disease because they could not fathom how struggling church members could continue drinking despite having drinking-related problems. Although it is not immediately apparent, this view is a formulation of the neoclassical economic assumption that humans are inherently rational beings who always make decisions that are in their best interests. Accordingly, in this view, any deviations from rational behavior have to be due to disease.
  • The key defining factor determining whether an act is voluntary is whether it varies as a function of consequences (e.g., costs, benefits, the opinions of others, cultural values, self-esteem, and other factors influencing decision-making). Involuntary acts, on the other hand, are mostly elicited by the preceding stimuli (e.g., urges) and is little affected by consequences.
  • In an intervention where patients could earn vouchers for producing drug-free urine tests, drug use reduced. This is called contingency management. This pattern of reduced drug use even continued after the intervention was over.
  • When cues predict that there won’t be any opportunity to use a drug, cravings decrease (e.g., there is usually no urge to smoke in a plane, despite the ‘no-smoking’ sign flashed). Yet, the same cues in another context (e.g., gas station) may signal an opportunity to use the drug, and the cravings increase.

Chapter 6 – Addiction and Choice

  • Addiction depends on 3 factors: (1) general principles of choice and decision making; (2) behavioral effects of addictive drugs; (3) individual and environmental factors affecting choice
  • Choice Principle I: The values of outcomes influence how people make choices, and people’s choices also change the value of outcomes over time. That’s why preferences are dynamic and change with time. New activities that were exciting at first can become boring and activities that were boring at some point in the past can be perceived as interesting.
  • Choice Principle II: In any given context, it is possible to choose between available items one at a time (local choice), or to organize the items into sequences and choose between different sequences (global choice). Local choice is simple but ignores the dynamics between choice and changes in value. Global choice, on the other hand, is conscious of these dynamics.
  • Choice Principle III: People always choose what they consider the better option. If they are in the local frame, that means choosing the option that currently has the higher value; if they are in the global frame, this means choosing the sequence or collection of items with the higher value
  • People have a natural inclination to make choices in the local frame often because the arrangement of items of choice into sequences (i.e., global frame) is more abstract and not salient. However, it is possible to arrange conditions such that people choose in a global frame
  • When decisions are made continually within the local frame, it can lead to overconsumption, which is one of the conditions for an addiction.
  • In the local frame, the value of drug use to the lonely addict is always higher than the value of nondrug activities (e.g., working and positive nondrug social interactions) because of the subjective pleasures of intoxication and the pain of withdrawal. However, because of a combination of tolerance to drugs (i.e., needing a larger dose to get the same high), legal consequences, and social stigma, each instance of drug use reduces the value of the next instance of drug use in the local frame.
  • In the global frame, the value of a sequence of drug use pales in comparison to the value of a sequence of nondrug activities (e.g., working and positive nondrug social interactions). Hence, the decision is made to engage in the nondrug activities instead.
  • When addicts are regretting past behavior or anticipating future relapses, they are in the global frame.
  • One reason explaining the temptation of the local frame is that the immediate benefits (i.e., the ‘high’ gotten from the addictive substance) is immediate, while the costs (e.g., hangovers, social stigma, legal consequences, poor health) are delayed, indirect, uncertain and abstract at the time of choice.
  • It is difficult for addicts to quit if they are in the local frame because: (1) the benefits of nondrug activities are not immediate; (2) the benefits of the drug use are immediate and outweigh that of nondrug activities – even in the worst days of drug use!
  • Successful quitting of an addiction requires a commitment to the global frame which only begins to accrue benefits when a pattern of engagement in nondrug activities, rather than a single instance, is established.
  • In the last choice in a series of choices, the distinction between the local and global frame disappears. Thus, an addict that thinks ‘This is the last time I will take this drug’ is settling into the local frame where the value of the addictive substance outweighs nondrug activities.
  • One day of drug use doesn’t render a person an addict. Rather, it is the continual treatment of all opportunities to use the drug as ‘one day’ that eventually leads to an addiction.
  • Because the arrangement of items of choice into sequences (i.e., global frame) is more abstract, it usually take more deliberate effort to make them salient.
  • Choices in the local frame correspond to the discrete activities we engage in from day-to-day, while choices in the global frame are usually abstractions that can only be accessed through the imagination or aids to imagination (e.g., trackers, planners, schedules) [As another side note, many of the spiritual exercises engaged in as part of religious practice, (e.g., meditation, praying, fasting, looking to qualifying for heaven or avoiding hell) all function, at a behavioral level, as a means of transitioning the individual from a local frame to the global frame].

Chapter 7 – Voluntary Behavior: An Engine for Change

  • Dopamine, a neurotransmitter often invoked in addiction theories, does not distinguish between addictive substances and nonaddictive substances. Activities such as exercise and even a painful pinch of a rat’s tail (e.g., D’Angio et al., 1987) leads to the release of dopamine in the nucleus accumbens region of the brain.
  • Substances that lend themselves to addiction have the following properties: (1) they have immediate benefits; (2) they have delayed or hidden costs; (3) they reduce the value of other nonaddictive activities in their lives; (4) they encourage the local frame or undermine the global frame; (5) they are still consumed, even if additional instances of consumption reduce the value of the next instance of consumption.
  • Nonaddictive activities and substances are not behaviorally toxic. That is, they do not undermine the value of other activities or substances. For instance, day-to-day activities (e.g., work or physical exercise) does not undermine the value of healthy leisure activities. The converse is the case as well, healthy leisure activities do not undermine the value of work or physical exercise.
  • Nonaddictive substances and activities, on the other hand, undermine the value of both the next instance of consumption, as well as the value of nonaddictive substances and activities in their lives. An addict hates the state of addiction, and may be unwilling to engage in work or other healthy alternatives
  • Addictive substances or activities do not lead to easily lead to satiation or fatigue. This tendency eventually leads to tolerance where more of the addictive substance or activity is needed to provide the same level of satisfaction
  • Addictive substances impair the ability to shift into the global choice frame.
  • Choice depends on the context. The value of an activity or substance to a decision-maker is determined by both their intrinsic properties, as well as the properties of the competing alternatives.
  • Choices that have higher value in the global frame are usually beneficial to the decision maker in the long run. However, because choices in the global frame are abstract, any physical and/or cognitive efforts made to make them more salient (e.g., planning, scheduling and tracking) are also valuable activities that will benefit the decision-maker in the long run.
  • In their day-to-day lives, individuals do not weigh all the short-term or long-term consequences of each choice they make. What people typically do instead, is either adopt private rules of conduct or follow culturally transmitted norms for what constitute acceptable social behavior
  • Certain religious practices also fall under the category of socially transmitted norms that govern behavior – even in private. Kendler et al. (1997) and Gartner et al. (1991) are few of the studies demonstrating the negative correlation between being engaged in religious practices and drug addiction or drug use when in stressful situations.
  • When certain religious values are internalized, the individual is more likely to operate in a global frame where benefits and consequences of day-to-day choices no longer salient at the local level. Instead, the decision-making process is simplified into whether or not the religious prescriptions apply to their particular situation. That said, there are obviously instances where private rules of conduct might be beneficial for entering the global frame but are at odds with the prevailing social norms.
  • One reason for relapses may be due to always expending cognitive effort on reviewing the costs and benefits of all alternatives at every point of decision making, instead of abiding by prudential rules of conduct (private or socially mediated) that make the global frame more salient.
  • “[A]ddicts are not compulsive drug users. They choose to keep using drugs, and they can – and do – choose to quit”

Notes from ‘Seeing like a State: How Certain Schemes to Improve the Human Condition Have Failed.’ (Scott, 1998)

Scott, J. C. (1998). Seeing like a state: How certain schemes to improve the human condition have failed. Yale University Press.

Introduction

  1. The state made society more legible by taking complex social practices, such as naming customs or land tenure customs, and created a standard format to easily record and monitor these social practices.
  2. Example from nature: Natural honeycombs form intricate patterns that don’t make it easy for the honey to be extracted. Artificial bee hives, on the other hand, are designed to solve the problem of the beekeeper, not the bees.
  3. The most tragic instances of state-initiated social engineering had the following elements: (a) administrative ordering of nature and society; (b) high modernist ideology characterized by hubris about scientific progress and the expectation that scientific order underpins social order; (c) an authoritarian state able to use its full power to execute high-modernist ideology; (d) a passive/weak society unable to resist the authoritarian state
  4. Any production process depends on informal practices and improvisations that cannot be captured in manuals. In fact, wholehearted adherence to the letter of the book is often one way to produce inefficiently
  5. Métis = The idea that true knowledge comes from practical experience, as opposed to formal deductive theory

Part 1 – State Projects of Legibility and Simplification

Chapter 1 – Nature and Space

  1. In fiscal forestry, the state replaces an actual tree and its myriad of possible uses with an abstract idea of a tree which can only be used as lumber or firewood.
  2. Early agents of the state reduced the subjects into data points for the state, without taking their local context, practices and interests into account.
  3. The state is incapable of knowing all that is going on at the local level.
  4. As long as nature was perceived as abundant, it had no monetary value, and the illegibility of its ownership was not a problem. However, the moment nature was seen as ‘natural resources’, it became scarce and there was need to establish property rights.
  5. Maps are designed to make the local context more legible to an outsider. For the locals, information on a map is already common knowledge.
  6. Simplifications conducted by state agents are static and schematic – often only capturing information from the moment that simplification was made. This is a far cry from the more fluid social phenomenon state agents are trying to model.
  7. Example from France in the 18th – 19th century: When state agents used the number of doors and windows on a building as a heuristic for estimating tax due from a residence, the locals started building houses with fewer doors and windows.

Chapter 2 – Cities, People and Language

  1. The aerial view of a town built during the Middle Ages would not have had any discernable geometric form. This, however, did not mean it was confusing to the inhabitants.
  2. Illegibility of the local context provides a measure of safety from outsiders – who typically would need a guide to navigate the locality.
  3. Order seen from the ‘grand plan’ bears no resemblance to the order of life as experienced by the locals.
  4. Legibility isn’t all bad. The legibility of 19th century Paris, for instance, was vital to the work of public health hygienists in preventing the spread of communicable diseases. But bad state actors can also take advantage of this, e.g., Nazi Germany took advantage of legibility to round up Jews.
  5. The invention of permanent, inherited surnames was a state measure for making the local context more legible for the purpose of collecting tax and drafting people into the army.
  6. The imposition of a singular official language is often the first step that makes the rest possible. When the state mandates an official language, the local context is devalued and those who are quick to master the official language benefit from the shift in power (e.g., English speakers in colonial Nigeria)
  7. Even the creation of roads was for the benefit of the state agents, rather than the needs or movements of the locals.

Part 2 – Transforming Visions

Chapter 3 – Authoritarian High Modernism

  1. Much of state-enforced social engineering efforts of the 19th and 20th century were due to progressive and often reactionary elites.
  2. One precondition for high modernism was the reframing of society as a separate object that could be studied by the state.
  3. The Polish sociologist, Zygmunt Bauman’s useful metaphor of the garden: The garden is man’s attempt to impose his vision of order, utility and beauty on nature. What grows in a garden is a subset of what can potentially grow there.
  4. High modernist beliefs are heavily future-oriented. The past is considered an impediment to the present and the present is the launching pad to the high modernist ideals. In practice, however, high-modernist plans are often abandoned which suggests that they are founded on poor assumptions.
  5. High modernist beliefs are inspired by ‘productivism’ which is the idea that human labor is a mechanical system that can be broken down into energy transfers, motion and the physics of work.
  6. Productivism appeals to the right and center of the political spectrum because it promises an increase in worker output. It also appeals to the political left because it promises to replace the capitalist with technical expertise or the state official.
  7. Three factors resisting high modernist ideals: (a) belief that there is a sphere of private human activity where state agents should not interfere; (b) the private sector is too complex to be managed by state actors; (c) the presence of working institutions.

Chapter 4 – The High-Modernist City: An Experiment and a Critique

  1. No one…knows better than you that the city must never be confused with the words that describe it – Italo Calvino (Invisible Cities)
  2. It is easy to plan an urban zone if it had just one function. This works for roads, not homes. For instance, a kitchen cannot be reduced to ‘a place for food preparation’ because someone can decide to hang out with friends/family while they are cooking.
  3. In high modernism, the wisdom of the ‘master plan’ is elevated above all other social institutions. The danger of this is that human problems of urban design do not have a singular solution. The solution often depends on the local context.
  4. By designing Brasilia the way they did, the planners were also assuming that the elimination of disorder would lead to less disease, crime and pollution. Inadvertently, the designed the city to be inhabited by an ‘abstract’ man who did not exist in reality.
  5. In her book, The Death and Life of Great American Cities, Jane Jacobs argued that the tidy, geometric look of a city does not mean that it will meet the needs of the residents. Visual order is very different from functional order. The order of a thing should be determined from the purpose it serves.
  6. Another excellent metaphor: An army on the parade ground is visually orderly but almost useless in the thick of a battle.
  7. Social order is not the result of architectural order, or technical expertise. Rather, it is a function of an almost unconscious network of controls initiated by the people in the local context.
  8. Jane Jacobs tells the story of an older man trying to abduct/seduce an 8- or 9-year-old girl. The crime couldn’t take place because there were many onlookers who could potentially intervene. No state agent was necessary.
  9. Jane Jacobs also argued that formal public institutions of order function successfully when these informal avenues of social order are in place.
  10. Intricate mingling of different uses are not a form of chaos. On the contrary, they represent a complex and highly developed form of order – Jane Jacobs.
  11. “…we are now so prone to confuse great building projects with great social achievements. We will have to admit that it is beyond the scope of anyone’s imagination to create community. We must learn to cherish the communities we have, they are hard to come by. ‘Fix the buildings, but leave the people…” – Stanley Tankel (1957)
  12. Flaws of high modernism: (a) planners cannot predict the future; (b) a satisfactory neighborhood cannot be created without input from the people living in that context.

Chapter 5 – The Revolutionary Party: A Plan and a Diagnosis

  1. The words ‘mass’ or ‘masses’ also connotes the idea of mere quantity without order, cohesion or identity.
  2. Once the term ‘masses’ is used to describe people, any differences in their history, political experience, ideology, ethnicity, religion and language are ignored.
  3. Sometimes, Lenin used the contamination metaphor more literally and referred to the ‘masses’ with words borrowed from hygiene and the germ theory of disease.
  4. Both the Communist and the Capitalist see the ‘masses’ as vital means for productions. The Capitalist wants the masses for efficient production of goods, while Communist wants to deploy them for efficient revolution. The Communist and Capitalist are more similar than they are willing to admit!
  5. An assumption forming the foundation of Lenin’s text ‘State and Revolution’ was that the social life of the masses can be organized either by the business owners (bourgeoise) or the Party – but with no input from the masses themselves
  6. Lenin explicitly called for a ‘unity of will’ enforced through diabolic means: ‘But how can strict unity of will be ensured? By thousands subordinating their will to the will of one…’
  7. The data that informed Lenin’s high modernist ideals for agriculture did not originate from Russia. Rather, they came from Austria and Germany which were more technologically developed than Russia at the time.
  8. Lenin strived to have empirical evidence fit with his theory. For instance, when small-scale Russian farmers were producing at high levels, Lenin claimed that this could only be because the farmers were overworking and starving themselves
  9. Unlike Lenin, Rosa Luxemburg used metaphors that were complex and organic, where the whole cannot survive if a part dies.
  10. Aleksandra Kollontay, another Luxemburg-esque Communist, proposed that state officials who had no practical factory experience should not hold leadership positions until they had some manual experience, i.e., skin in game.

Part 3 – The Social Engineering of Rural Settlement and Production

  1. States are often younger than the societies they want to administer.
  2. At the beginning of the 20th century Rubber boom, British officials kept favoring rubber produced from estates with better scientific management – even though the rubber produced by the smallholders were more efficient and profitable.

Chapter 6 – Soviet Collectivization, Capitalist Dreams

  1. Ernst Gellner argued that there were 2 facets of the Enlightenment – one asserting the sovereignty of the individual and the other, emphasizing the rational authority of experts.
  2. Soviet Russia wasn’t merely interested in the physical transformation of society. They were also after a cultural transformation of the individual.
  3. The advantage of large industrial farms over the smaller ones wasn’t efficiency and profitability, but political and economic clout. For their part, the small farms also had the advantage of being more flexible and adaptable to changing economic situations, as opposed to the larger farms
  4. Soviet Russia leaders invited 3 Americans (Wilson, Ware and Riggin) to plan a 500000-acre wheat farm. The Americans did this from Chicago without ever setting foot on the actual farm in Russia. The project eventually failed (although it had high production in the first few years)
  5. In practice, local collectivized farms in Soviet Russia often appealed their state-mandated quotas because they know if they met it, the state would raise the quotas in the next round of procurement
  6. Soviet collectivization failed at attaining its high modernist ideals – despite high investments in research and infrastructure. This was due to: (a) unmotivated workers forced to work without incentives; (b) central state planning oblivious to local context; (c) political system didn’t give state agents the incentive to negotiate or adapt to the local population.

Chapter 7 – Compulsory Villagization in Tanzania: Aesthetics and Miniaturization

  1. Social engineering is only possible when it considers the responses and cooperation of real humans.
  2. Local Tanzanian farmers used polycropping/relay cropping techniques where they interplanted annual crops (e.g., coffee) with perennial crops (e.g., bananna). Despite empirical evidence demonstrating polycropping was more productive than monocropping, administrators and technical experts still had a preference for monocropping.
  3. Tanzanian state agents were often rewarded based on how many ujammas (forced resettlement schemes) they formed. Hence, the people affected by the forced relocation were not as important as the number of ujamma villages formed.
  4. The ujamma scheme was not as destructive as Soviet Russia because the Tanzanian state was relatively weak in comparison, and state agents were more reluctant to use force on the peasant farmers.
  5. ‘Ideas cannot digest reality’ – Jean-Paul Sartre
  6. It is easier to change an organizational chart (formal structure) than to change how an organization operates (its practices). That is why handbooks and guidelines cannot fully explain how an institution operates. That is also why it is possible for workers to go on strike by following the ‘letter of the law’ rather than its spirit.
  7. A planned institution often generates a ‘dark twin’ that fulfils the needs not satisfied by the planned institution. For instance, slums tend to provide services personnel (e.g., cleaners, cooks) who cater to the needs of the elite who do administrative work in the planned city.

Chapter 8 – Taming Nature: An Agriculture of Legibility and Simplicity

  1. In his 1985 book, ‘Indigenous Agricultural Revolution’, Paul Richards argued that the results of modernized farming in Africa has been so poor that the slower, traditional approach needs to be reconsidered.
  2. Traditional farmers are often knowledgeable about the variety of crops that can be grown in their local context. This knowledge is important for improving their chances of survival in a hostile, unpredictable environment.
  3. Modernist agriculture increased the selection of only plant species that were responsive to fertilizers, which had the consequence of reducing the variety of crops planted.
  4. Variety was further reduced by selectively breeding crops that were easier to plant and harvest mechanically. Taste and nutrient quality were treated as qualities secondary to machine compatibility.
  5. Genetic uniformity makes crops susceptible to epidemics. Diversity, on the other hand, constrains the likelihood of such epidemics.
  6. West African colonialists saw agricultural practices of the locals as sloppy and visually disorderly.
  7. Increased use of pesticides is due to the rise of pests as genetic uniformity of mechanized farms increased.
  8. Polyculture is likely to lead to Hicksian income (i.e., income that allows the same level of utility – even though price increases). It is also antifragile – it can absorb environmental stress without being damaged or devastated.
  9. The proper test for any agricultural practice is whether or not it worked in the environment concerned.
  10. The NPK fertilizer, while a great scientific discovery, could have iatrogenic effects. For instance, it can increase soil alkalization which ironically leads to soil infertility.
  11. Robert Chambers (1983): “Indigenous agricultural knowledge, despite being ignored or overridden by consultant experts, is the single largest knowledge resource not yet mobilized in the development enterprise”
  12. The logic of actual farming involves an innovative, practice-grounded response to variability in the environment, while the logic of scientific agriculture adapts the environment to centralizing models and formulas
  13. “Instead of learning what the local conditions were and then making agricultural practice fit these conditions better, he had been trying to ‘improve’ local practice so that it would conform to abstract standards” – George Yaney (The Urge to Mobilize, 1982)
  14. Those who simplify the environment to the point where rules can explain a lot – have a lot of power in that environment
  15. Traditional farmers are open to learning from the work of science, while researchers tend to be unwilling to learn from the informal experiments of traditional practices.
  16. Traditional farmers are not merely experimenting with different farming practices. They have skin in game – their livelihood depends on the results of those experiments.
  17. Practical knowledge is not codified according to the scientific method.

Part 4 – The Missing Link

Chapter 9 – Thin Simplifications and Practical Knowledge: Métis

  1. Formal order is dependent on informal processes.
  2. Métis: The wide array of practical skills and acquired intelligence in responding to a constantly changing natural and human environment.
  3. A firefighter’s job cannot be reduced to a routine, like what plays out with a clerk. A firefighter begins with the unpredictable and then devises the techniques for addressing the issues.
  4. Local knowledge is partisan. This is because the holder of such knowledge will be directly affected by outcomes related to that knowledge. In other words, they have skin in game. Métis is typically exhibited by those with skin in game
  5. Aristotle recognized that some domains cannot be reduced into a system of rational rules, e.g., navigation and medicine, where experience is more important than logical deductions.
  6. The litmus test for Métis is practical success
  7. Innovations of Métis often involve a recombination of existing elements.
  8. Ingredients of practical knowledge: (a) pressing need; (b) promising leads that worked in another context; (c) army of freelance experimenters willing to try anything; (d) time to see experiments’ results; (e) sharing experimental results.
  9. Downsides of Métis: (a) not democratically distributed and access to experience may be restricted (often due to social status); (b) can lead to inequalities because communities will disproportionately depend on those with Métis.
  10. Ironically, standardized knowledge addresses the downsides of depending sole on Métis.

Conclusion

  1. Rules of thumb for development planning: (a) Take small steps; (b) Favor interventions that can be easily reversed; (c) Choose plans that give room for unforeseen second-order effects; (d) Plan with the assumption that those with involved/affected will develop insight to improve the design.
  2. High modernism isn’t all bad because: (a) it replaced some unjust/oppressive local practices; (b) it brought new egalitarian ideas, e.g., equality before the law, rights
  3. When we replace natural capital with cultivated natural capital, we gain immediate productivity, as well as maintenance expenses and less redundancy, resilience and stability.

Notes from ‘The Lessons of History’ (Durant & Durant, 1968)

Durant, W., & Durant, A. (1968). The Lessons of History. Simon and Schuster.

Chapter 1 – Hesitations

Chapter 2 – History and the Earth

Chapter 3 – Biology and History

  • Life is competition.
  • Life is selection.
  • Inequality is an innate part of life, and it tends to grow as civilization increases in complexity
  • Freedom and inequality are sworn enemies. When you leave people free, inequality increases
  • Utopias where equality of outcomes are rampant are doomed to fail. The best one can hope for is an equality of legal justice and educational opportunity
  • Life must breed
  • If population growth overtakes food supply, nature uses famine, pestilence and war to restore equilibrium

Chapter 4 – Race and History

Chapter 5 – Character and History

  • One lifetime isn’t sufficient to dismiss societal customs and institutions that contain generational wisdom
  • Conservatives resist change, radicals push for change. Both are good for the development of society

Chapter 6 – Morals and History

  • Written history is often different from lived history

Chapter 7 – Religion and History

  • Masses desire a religion rich in miracles, mysteries and myth
  • Nature doesn’t agree with our human conceptualization of good and evil. What is good is what survives
  • If another war affects our civilization as it currently is, the church will be humanity’s saving grace
  • Religion and puritanism prevails when morals maintain social order; skepticism and paganism prevails when the power of law arises and government permits decline of the church and family without undermining the stability of the state
  • No society has ever maintained moral life without religion

Chapter 8 – Economics and History

  • Roman Empire was invaded by barbarians because agricultural population which produced warriors who fought to obtain land had been replaced by slaves working on farms owned by one man
  • History is inflationary and money is the last thing a wise man will hoard
  • Every economic system relies on some form of profit to incentivize productivity
  • Except in war, men are usually judged by their ability to produce
  • When the strength in the number of poor rivals the strength in ability of the rich, an unstable equilibrium occurs which is often resolved via either legislation distributing wealth, or revolution distributing poverty
  • Concentration of wealth is natural and is periodically changed by violent or peaceful partial redistribution

Chapter 9 – Socialism and History

  • All other things being equal, internal liberty is inversely related to external danger
  • Marx application of the Hegelian dialectic to economic systems was incomplete. Instead of the dialectic leading to the complete control of socialism, it should have been seen as: thesis – capitalism; antithesis – socialism; synthesis – a hybrid of capitalism and socialism

Chapter 10 – Government and History

  • Leadership by a majority is often impossible since the majority is seldom organized around towards a unified course of action. Leadership by a minority is consequently unavoidable and revolts from the majority only leads to the replacement of one minority by another.
  • Aristocrats are more concerned with the art of life, while artists are devoted to the life of art
  • The sanity of the individual depends on the continuity of his memories, while the sanity of the community depends on the continuity of tradition. Disruptions in this continuity leads to neuroticism at the individual and communal levels as the case may be
  • Wealth arises, not by the accumulation of goods or the value of paper money or checks, but by maintaining control over procedures of production and exchange, as well as building trust in men and institutions. As a consequence, revolutions destroy, rather than redistribute wealth
  • The only true revolution is one that leads to the development of the mind and character
  • The excessive increase of anything leads to a reaction in the opposite reaction
  • Because of human nature and the impersonal nature of economic markets, advances in economic development leads to a higher demand in superior skills which ultimately leads to the concentration of wealth and political power in the hands of few
  • Education has spread, but intelligence is retarded by the fertility of the simple
  • Although men cannot be equal, their access to opportunity can be made more nearly equal

Chapter 11 – History and War

  • The causes of war between nations are the same as the causes of competition between individuals. The state has the natural instincts of the individual, without the restraints of the individual. That is, the individual can submit to moral and legal codes, while the state has nothing restraining its tendencies

Chapter 12 – Growth and Decay

  • In organic periods, men build; in critical periods, men destroy
  • Organic periods are characterized by centripetal organization where culture unifies into a coherent artistic form; critical periods are characterized by centrifugal disorganization where culture and tradition decompose and ends in the chaos of individualism
  • What determines whether a challenge will be met by a society is the presence of initiative and creative individuals with the clarity of mind and energy of will to make effective responses in new situations
  • When inequality grows in an expanding economy, its society finds itself divided between a cultured minority and a majority unable to develop sophisticated standards of excellence and taste

Chapter 13 – Is Progress Real?

  • Rather than asking whether one generation is better than the other, we should be asking whether the average man has increased his capacity to control the conditions of his life
  • Education is not merely the memorization of facts, but the transmission of our mental, moral, technical and aesthetic heritage to as many people as possible for the enlargement of man’s understanding, control, and enjoyment of life

Art as Society’s Thermometer

In 1627, the Spanish artist Francisco de Zurbarán painted an oil canvas depicting Christ crucified on the cross. In this painting, the focus is on Jesus and everything else is just a black shadow.

Christ on the Cross (de Zurbarán, 1627)

Fast forward to 1867, it was the turn of the French painter Jean-Léon Gérôme to artistically represent the crucifixion scene. Here’s what he did:

Jerusalem (Gérôme, 1867)

Unlike de Zurbarán’s painting where Jesus was the center of attraction, Gérôme flips the arrangement such that everything else is in vivid detail while Jesus is not even present. The only way we can tell that this art piece is about the crucifixion is by looking at the shadows cast by Jesus and the two thieves on the bottom right of the painting!

By comparing art done at different time points, we can see the directions society’s values are shifting towards. We see how we’ve pretty much conspired together to dethrone God from the center of our lives, all the while shining the spotlight on ourselves as we try to take over the center stage.

I’ll end this with an excerpt from Charles Van Doren’s excellent book ‘A History of Knowledge’ where he articulates how art can capture shifts in society’s priorities:

“Piero della Francesca (1420-1492), exemplified this new vision…In Urbino, under the patronage of Federico da Montefeltro, he produced some of the best of his mature works, among them the famous ‘Flagellation’ that has taunted and frustrated critics for nearly five hundred years…It is divided into two parts. On the left, in the background, near the vanishing point of the perspective, Christ, a small, forlorn figure, stands bound to a column, while Roman soldiers raise their whips to torture him. On the right, in the foreground, depicted in vibrant colors, stand three Renaissance dandies, conversing with one another (about what? money? women?). They pay no attention to the drama that is taking place behind them. Their eyes are turned away from the suffering of the Son of God, and they evidently do not hear his moans or the whistle of the scourges as they fall…Nevertheless, the painting does reveal a world in which earthly matters are more highly valued. Christ’s suffering, though not forgotten, has become almost absurdly unimportant. Significant now are youth, good looks, fine clothes, money, and worldly success (according to the viewer’s notion). And this belief, more than realism, naturalism, or verisimilitude, lay at the very center of the Renaissance style in art.”

Flagellation (della Francesca, circa 1468 – 1470)

Reflections from Steven Johnson’s ‘The Ghost Map’ (2006) and Richard Preston’s ‘Demon in the Freezer’ (2003)

Back in 2018, I was pursuing my master’s in public health. At the time, I had taken all the classes necessary for me to earn the degree. Yet, I wasn’t in a position to graduate because I still had my thesis to wrap up. To maintain my graduate student status, I chose to register for an independent study, where I was assigned two public health non-fiction books to read and reflect upon.

Since my reflection on the two books were not long enough to warrant further development into a manuscript for a scientific journal, I figured I’d share it here. I admit it’s also nice to see my thought processes back then and how they somewhat align with my current career as a researcher. In any case, below is an unedited reproduction of the reflection paper I wrote to earn a passing grade.


REFLECTION PAPER

Steven Johnson’s The Ghost Map, as well as Richard Preston’s Demon in the Freezer were two books that caused a paradigm shift in the perception of my future role in the public health sector. Prior to reading the books, I knew that I wanted to go along the research path. However, I did not want to merely conduct research for its sake. Rather, I knew that I wanted my work to have national and international significance for this generation and for the generations unborn. I believe that the lessons I learned from these two books have equipped me with the tools needed to attain my long-term career goals.

The first thing I learned from studying the two books is the fact that new ideas will always be challenged by proponents of the status quo. I realized that there is always going to be opposition to change. This opposition to change does not mean that the opponents are evil people, or that they have ulterior motives. Usually, the opposition to change is due to the knowledge levels of the opponents at the time. In order to promote the buy-in of the proponents of the status quo into the proposed change, it is imperative for the change agent to make use of empirical evidence and clear communication to make opponents to see the blind spot without making them feel stupid. A classic example of this could be found in Steven Johnson’s The Ghost Map, where John Snow tries to convince the public health leaders and policy makers that cholera was water-borne, rather than transmitted through the air as was the medical belief of the day. To prove his point, John Snow did not immediately challenge the leading health authorities of the day, mocking their ignorance. Rather, John Snow took his time to research the data available on death patterns in his city, as well as painstakingly making use of both quantitative and qualitative methods of research to get answers to difficult questions concerning the epidemiology of cholera. It was only after John Snow had gotten answers to his questions that he went on to publish a journal article documenting his findings. John Snow’s approach was enlightening to me because it is easy to be tempted to be arrogant and cocky when one makes an important discovery that refutes popular belief. Rather, he followed due process and permitted the normal scientific process to allow his findings to become mainstream.

From Richard Preston’s Demon in the Freezer, one of the lessons that stood out to me was from the management perspective. In 1965, the World Health Organization (WHO) wanted to find a way to eradicate smallpox. The WHO recruited the services of D. A. Henderson, who at the time was the head of surveillance at the Center for Disease Control (CDC), to assist in implementing their goal. I believe that among many other factors, one of the reasons that led to the eradication of smallpox was Henderson’s leadership and management style. Many times, people think that the road to significance is largely in isolation. However, this is not true, especially with the fact that it is not efficient for one individual to execute every facet of his/her goal alone. Henderson recognized this, and he developed a ruthlessly efficient system for hiring only the best people and giving them clear goals. As a result, smallpox was declared eradicated in 1980 and the protocol used in achieving this goal still serves as a template for the WHO in the eradication or control of other worldwide epidemics.

Finally, Steven Johnson’s The Ghost Map, as well as Richard Preston’s Demon in the Freezer both showed me how to prospect for innovative ideas. For a long time, I had always thought that innovative ideas came solely from deep thoughts. However, upon reading the two books, I realized that new ideas come by observing the mundane and looking for connections between those mundane observations. Indeed, innovation comes from drawing different conclusions from what everyone else has seen and thought of but did nothing about. This pattern was replicated numerous times in both The Ghost Map and Demon in the Freezer. For instance, John Snow was able to find holes in the miasma theory that foul smells were responsible for causing ailments by simply observing the fact that people whose jobs were to empty full sewers in the city of London were usually very healthy men. If diseases like cholera were transmitted by pungent smells, the sewer workers should have been the weakest. On the flip side, it is also worrying that innovations in the wrong hands can be used to unleash untold mayhem to the world. For instance, there are fears that terrorist organizations are in the process of using genetic engineering principles to modify the smallpox virus into something much more debilitating. In fact, there are valid concerns that future wars might involve the use of biological weapons such as genetically modified viruses and bacteria.

In conclusion, I consider Steven Johnson’s The Ghost Map, as well as Richard Preston’s Demon in the Freezer as two timely books I am glad to have read at this phase of my academic career. I am glad that my mindset concerning the proper way to introduce change, manage teams, and, source for innovation, has been positively expanded. In addition, I have also been made aware of the grave responsibility attached to producing research work of national and international significance.

References

Johnson, S. (2006). The Ghost Map: The Story of London’s Most Terrifying Epidemic–and How It Changed Science, Cities, and The Modern World. Penguin.

Preston, R. (2003). The Demon in the Freezer. Fawcett Books.

When the Pope drew…

In his essay, The Great (Linguistic) Reshuffle, Rahul Sanghi made the compelling case for how there is currently a wealth of innovation and ideas we cannot access because the important conversations are occurring in a language we do not understand.

Map showing languages people around the world used on Twitter in 2014 (Lee, 2014). Yes, the map is at least 10 years old and things might be much different today but note how the entire African continent is missing. This suggests that conversations at the time occurring on Twitter in local African languages, no matter how important, would have had no way of filtering through to the larger world.

That, in itself, is a good reason to engage with Sanghi’s piece, yet I was more fascinated by the historical odyssey he took to arrive at that conclusion.

So, we rewind to 15th century Europe and the fall of the Byzantine Empire:

“In 1494, still nursing its wounds from the Hundred Years’ War, Europe found itself caught in a geographical vice grip. To the East, the Ottoman Empire cast a long shadow. Its scimitars still gleamed from the conquest of Constantinople just four decades earlier. The Ottoman Turks represented an overland blockade to the spice-laden lands of the East Indies, choking off the arteries of commerce that had long fed European coffers. To the West, the vast, untamed Atlantic stretched to the horizon and beyond, a liquid wall that had rebuffed explorers for centuries.

It was within this context that Spain and Portugal emerged as the next European powers. For their part, the Portuguese had spent the better part of 100 years perfecting the art of sea exploration. Leveraging this new skill, they were able to find a route to Asia by going around Africa – effectively bypassing the Ottomans. Lagos in present day Nigeria still goes by the same name these Portuguese explorers had called their trading post in that region back in the late 15th Century (‘Lagos’ = ‘Lakes’ in Portuguese).

On the other hand, Spain as a singular political unit, was born when the Catholic kingdoms of Castile and Aragon on the Iberian Peninsula were unified by the marriage of Isabella I to Ferdinand II. With this consolidation of power also came the colonial desire to find new territories to conquer and expand into. So, when Christopher Columbus came along with the claim that it was possible to reach Asia by sailing West, it didn’t take much convincing for the Spanish monarchy to financially back his travels.

The initial goals of Spain and Portugal had been to find a way around the Ottoman Empire to arrive at Asia. What they discovered in the process, however, were new people, untapped resources and new territories – sub-Saharan Africa, in the case of Portugal, and the Americas, in the case of Spain.

But what was to stop Portugal from turning their attention to the Americas or Spain from doing the same with Africa? The solution was simple:

“Enter Pope Alexander VI, born Rodrigo Borgia in Spain. As head of the Catholic Church, he wielded enormous influence (and as a Spaniard, he was not immune to the politics of his homeland). His solution to stave off the brewing crisis was audacious in its simplicity: a line drawn on a map, running north to south, 100 leagues west of the Cape Verde Islands…Spain received rights to lands west of the line, effectively granting them most of the Americas. Portugal secured an exclusive route around Africa, to the Middle East, India, and beyond.”

To me, this is even more mind bending than the land-splitting that would later play out during Western Europe’s Scramble for Africa in the 19th century. At least, then, there were representatives from Belgium, France, Germany, United Kingdom, Italy, Portugal and Spain negotiating among themselves the borders of their respective colonies. What Pope Alexander VI did, however, is very different. Here we have a single man who was powerful and influential enough to draw a line in a map and literally assign continents to Spain and Portugal!1


  1. Spain and Portugal eventually negotiated directly with each other and moved the original line that Pope Alexander VI had drawn further to the west ↩︎